Hong Kong SFC Licensed Firms Directory

Vision Capital Investment Management Limited CE AJC738 - active, 9 staff Ambersail Capital Limited CE BVZ583 - active, 2 staff Worldwide Brokerage Limited CE AEV166 - active Chong Hing Securities Limited CE AAA806 - active, 34 staff Chong Hing Commodities And Futures Limited CE AAJ506 - active, 12 staff Guoyuan Securities Brokerage (Hong Kong) Limited CE AOA594 - active, 72 staff T. W. Sabnani Securities Limited CE AFA015 - active Maplefield Capital Limited CE BHM231 - active, 2 staff Zhongpu International Futures Co., Limited CE BNY864 - active Hongkong Rich & Fortune Securities Co., Limited CE BNC806 - active, 4 staff CF Securities Limited CE BGH334 - active, 3 staff Goldlink Securities Limited CE BHH779 - active, 4 staff Tianda Securities Limited CE AVT666 - active, 4 staff New Trend Futures Limited CE ABN175 - active CF Asset Management Limited CE BHY229 - active, 3 staff Goldlink Capital (Corporate Finance) Limited CE BJV693 - active, 4 staff Tianda Asset Management Limited CE AVT667 - active, 3 staff ZH SECURITIES LIMITED CE BOW474 - active, 10 staff Cornerstone Securities Limited CE BGK635 - active, 3 staff TFI Securities and Futures Limited CE BAV573 - active, 106 staff Futu Securities International (Hong Kong) Limited CE AZT137 - active, 186 staff Future Growth Financial Services Limited CE AUE994 - active, 5 staff Cheong Lee Securities Limited CE AMI414 - active, 8 staff Open Securities Limited CE ACS694 - active, 6 staff Shanxi Securities International Financial Holdings Limited CE AOK946 - active Goldlink Asset Management (Asia) Limited CE BIV193 - active, 4 staff AFT HK Treasury Limited CE BWA638 - active, 2 staff United Great International Investment Limited CE BGT854 - active Bosheng Capital Management (HK) Limited CE AVS274 - active, 2 staff Pacific Group Limited, The CE AAZ890 - active, 2 staff Syfe Hong Kong Limited CE BRQ741 - active, 3 staff Sino Financial Asset Management Limited CE BRS975 - active, 5 staff ForthTech Capital Limited CE BOC091 - active, 2 staff ARDIAN Hong Kong Limited CE BWB320 - active, 8 staff Harvest Global Capital Investments Limited CE BFS013 - active, 18 staff China Merchants Asset Management (Hong Kong) Company Limited CE BAZ652 - active Blackstone Group (HK) Limited, The CE ARH147 - active, 52 staff AegisLink Consulting Limited CE BWE337 - active, 2 staff ICBC International Fund Management Limited CE ATI575 - active, 42 staff F&C Asset Management Asia Limited CE ARJ054 - active Advent International Hong Kong Limited CE BWK731 - active, 2 staff HPEF Capital Partners Limited CE AAF428 - active Campbell Lutyens Asia Pacific Limited CE AWZ314 - active, 5 staff FLAG Squadron Asia Limited CE ANM633 - active Shining Capital Management Hong Kong Limited CE AWD579 - active, 2 staff Barclays Capital Securities Asia Limited CE AAA567 - active Bright Securities Company, The CE AAC529 - active Bradbury Securities Limited CE AAC913 - active, 7 staff Wealth Link Securities Limited CE BGV434 - active, 4 staff Sunhigh Financial Holdings Limited CE BHJ194 - active, 10 staff Hafoo Securities Limited CE ATR761 - active, 9 staff HGNH International Securities Co., Limited CE BBT518 - active, 31 staff Hafoo Futures Limited CE BJP084 - active, 7 staff HGNH International Futures Co., Limited CE AOU118 - active, 47 staff HGNH International Forex Co., Limited CE BBT517 - active Bradbury Asset Management (Hong Kong) Limited CE AZS066 - active, 4 staff Wan Lung Securities Limited CE BLG359 - active, 3 staff Founder Securities (Hong Kong) Limited CE BEC725 - active, 7 staff Founder Futures (Hong Kong) Limited CE BGP636 - active Bold Win Securities Co. CE AAE130 - active BNP Paribas CE AAF564 - active Brown Brothers Harriman (Hong Kong) Limited CE AAF778 - active, 9 staff Brown Brothers Harriman Trustee Services (Hong Kong) Limited CE BJT086 - active, 5 staff Frontpage Capital Limited CE BFY886 - active, 6 staff Barclays Bank PLC CE AAJ160 - active Bank of East Asia Limited, The CE AAJ165 - active Biz Corp Limited CE AAJ236 - active Bendura Wealth Management (Hong Kong) Limited CE AAJ294 - active, 7 staff Donghai International Securities (Hong Kong) Limited CE BGV506 - active, 8 staff Xin Hua Securities (Hong Kong) Limited CE BHM536 - active Rui Da International Finance Holding Limited CE AYE774 - active, 8 staff Donghai International Futures (Hong Kong) Limited CE BGW612 - active Shun Heng Securities Limited CE AGK283 - active, 3 staff Guardians Asset Management Limited CE BKK364 - active LQ Pacific Partners Limited CE BNN105 - active, 8 staff C.P. Securities International Limited CE AGH263 - active Vision Finance (Securities) Limited CE AGP508 - active, 4 staff Nuoxin Capital (Hong Kong) Limited CE AMY862 - active C.P. Financial Management Limited CE APL344 - active BPI Wealth Hong Kong Limited CE AAJ382 - active Banc of America Securities Asia Limited CE AAJ462 - active Ban Hin Securities Company Limited CE AAK655 - active, 6 staff Bright Securities Limited, The CE ALT792 - active Manble Securities Limited CE ABL727 - active Ying Wah Securities Company Limited CE ABL861 - active Lees Securities Co. CE AAD045 - active Lee's Securities Company Limited CE AKX838 - active Bank One, National Association CE AAK724 - active Bank of Communications Co., Ltd. CE AAK782 - active Banco Santander, S.A. CE AAK788 - active Bangkok Bank Public Company Limited CE AAK792 - active Bank of America, National Association CE AAK796 - active Bank of China Limited CE AAK801 - active Bank of India CE AAK806 - active Bank of Montreal CE AAK809 - active Belgian Bank CE AAK828 - active Bank of Communications Trustee Limited CE AAK832 - active, 13 staff BOCOM MPF & Financial Services Company Limited CE AYP138 - active, 14 staff DBS Vickers Securities Online (HK) Limited CE AFD431 - active BCOM Finance (Hong Kong) Limited CE AAL384 - active Bank of China (Hong Kong) Limited CE AAL698 - active Bank of China International Limited CE AAN851 - active B.N.P. Securities (Hong Kong) Limited CE AAW330 - active BNP Paribas Fortis S.A CE ABD032 - active Bali Securities Co. Limited CE ABE473 - active Bank SinoPac CE ABR747 - active Bank of Taiwan CE ABR777 - active Bayerische Landesbank CE ABR785 - active Berich Brokerage Limited CE ABT548 - active Bullish Securities Limited CE ABZ226 - active, 7 staff Linkways Investment Management Limited CE BML163 - active, 16 staff Linkways Asset Management Limited CE BML162 - active, 13 staff Welform Investors Company CE AAB143 - active BOCI Asset Management Limited CE ACC584 - active Brighton Securities (Hong Kong) Limited CE ADH849 - active BGC Securities (Hong Kong) LLC CE ADS177 - active, 27 staff Tullett Prebon (Hong Kong) Limited CE AVD462 - active, 14 staff GFI (HK) Securities L.L.C. CE ADS246 - active, 23 staff Qantex Capital Markets Limited CE ASO316 - active, 5 staff ICAP Securities Hong Kong Limited CE BNL468 - active, 25 staff SG Asset Finance (Hong Kong) Limited CE AAB514 - active Newedge Broker Hong Kong Limited CE ABL495 - active T.F.S. Derivatives HK Limited CE ASE218 - active, 27 staff Marex Financial Services Hong Kong Limited CE AVI949 - active, 40 staff Vantage Capital Markets HK Limited CE ARI683 - active, 36 staff ICAP Equities Asia Limited CE ARN042 - active Business Securities Limited CE AEF425 - active Boom Securities (H.K.) Limited CE AEF808 - active, 11 staff Win Securities Limited CE AGV213 - active, 1 staff Core Pacific-Yamaichi Securities (H.K.) Limited CE ABH177 - active DBS Vickers (Hong Kong) Limited CE AAD647 - active, 52 staff Sino-Rich Securities & Futures Limited CE AFN604 - active, 28 staff iBest Investment Services Limited CE BHH273 - active BNP Paribas Dealing Services Asia Limited CE AEK771 - active Bosco Securities Limited CE AEU219 - active, 15 staff Berich Futures (H.K.) Company Limited CE AAX781 - active Datang Financial Holding Co., Limited CE BFO328 - active, 2 staff Enlighten Futures Limited CE AGA532 - active, 4 staff JS Securities Limited CE AFK563 - active Eddid Securities and Futures Limited CE BHT550 - active, 46 staff Hang Tung Securities Limited CE AAF264 - active Bokhary Securities Limited CE AEW150 - active Bank of Shanghai (Hong Kong) Limited CE AEX089 - active Bank Consortium Trust Company Limited CE AFI072 - active, 23 staff Manulife (International) Limited CE AAH019 - active BCT Financial Limited CE ARW545 - active, 74 staff Citigroup First Investment Management Limited CE AAE276 - active, 4 staff HSBC Institutional Trust Services (Asia) Limited CE AAK784 - active, 23 staff Black Marble Securities Limited CE AFM349 - active, 3 staff SFGHK Limited CE AOR964 - active, 3 staff Fosun International Securities Limited CE AAF432 - active, 95 staff Big Bay Securities (HK) Limited CE AXC372 - active CTBC Asia Limited CE AJF262 - active, 14 staff Ong Asia Securities (HK) Limited CE ADW705 - active Golden K2 Securities Limited CE BIJ477 - active, 2 staff Ferran Securities Limited CE BHG080 - active China Jianxin Financial Services Limited CE ASK643 - active Banco Bilbao Vizcaya Argentaria S.A. CE AFR194 - active Bloomberg Tradebook Hong Kong Limited CE AFU977 - active BOCI Bullion Company Limited CE AFY560 - active Bizwiz Limited CE AGO033 - active Bear Bright Limited CE AGR565 - active, 6 staff Axis Capital Management Limited CE AGB171 - active, 1 staff KCG Securities Asia Limited CE AGG778 - active, 4 staff Kingsway Financial Services Group Limited CE ADF346 - active, 35 staff Sunwah Kingsway Futures Limited CE AFB918 - active Harmony Asset Management Limited CE AEN461 - active Cinda International Investment Consultant Limited CE AFD777 - active Cinda International Asset Management Limited CE ABO798 - active, 15 staff BNP Paribas Wealth Management CE AHR124 - active Bank J. Safra Sarasin Ltd CE AHX499 - active Bank of New York Mellon, The CE AIG365 - active BCV Investment Asia (Hong Kong) Limited CE AIH851 - active Bond Trust Limited CE AIY943 - active, 2 staff Brevan Howard (Hong Kong) Limited CE AKO483 - active, 16 staff LIM Advisors Limited CE ACT697 - active, 5 staff Dymon Asia Capital (HK) Limited CE AXF752 - active, 69 staff BFAM Partners (Hong Kong) Limited CE AXO043 - active, 10 staff Symmetry Investments (Hong Kong) Limited CE BCP220 - active, 30 staff Blue Pool Capital Limited CE AKP717 - active, 18 staff Citadel Asia Limited CE AML955 - active, 39 staff Manulife General Account Investments (HK) Limited CE BJI349 - active, 30 staff PV Capital (HK) Limited CE BAY547 - active Ariose Capital Management Limited CE AZP140 - active, 5 staff Bank of Singapore Limited CE ALB135 - active BSI LTD CE AMH249 - active BaoQiao Partners Capital Limited CE AQA625 - active, 4 staff FUZE SECURITIES (INTERNATIONAL) LIMITED CE AEU761 - active, 3 staff Absolute Investment Management (HK) Limited CE AGY047 - active, 2 staff Joy Silver Limited CE AFA602 - active BNY Mellon Investment Management Hong Kong Limited CE AQI762 - active, 24 staff MF Global Hong Kong Limited CE AMB200 - active HSBC Broking Futures (Hong Kong) Limited CE AAA530 - active, 22 staff HSBC Futures (Singapore) Pte Ltd CE ADT893 - active Legal & General Investment Management Asia Limited CE BBB488 - active, 14 staff Bosera Asset Management (International) Co., Limited CE AVR135 - active, 38 staff Polen Capital HK Limited CE ABA410 - active, 5 staff Finloop Finance Limited CE BIN669 - active, 25 staff M&G Investments (Hong Kong) Limited CE BBZ004 - active, 11 staff Franklin Templeton Investments (Asia) Limited CE BSQ553 - active, 39 staff WaterValley Capital Management (HK) Limited CE BBG801 - active, 4 staff BTIG Hong Kong Limited CE AQO116 - active, 20 staff Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited CE AAB375 - active Macquarie Equities (Asia) Limited CE ACQ281 - active GF International Investment Management Limited CE AXL121 - active, 29 staff SDIC Securities Futures (Hong Kong) Limited CE AVM812 - active, 41 staff TT International (London) Limited CE AQX013 - active Bear Stearns Hong Kong Limited CE AAI358 - active Execution Noble (Hong Kong) Limited CE AMA966 - active Toyo Securities Asia Limited CE AAD767 - active, 6 staff Barings Investment Advisers (Hong Kong) Limited CE ASE823 - active BTG Pactual Asia Limited CE ASI051 - active BNP Paribas Securities Services CE ASM083 - active Bauhinia Capital Partners Limited CE ATY771 - active Bank Julius Baer & Co. Ltd. CE AUR302 - active Boussard & Gavaudan Asia Limited CE AUW790 - active Bank of Nova Scotia, The CE AVE909 - active BHI Investment Advisors (Asia) Limited CE AVS685 - active BERKSHIRE CAPITALS LIMITED CE AVW468 - active, 3 staff Tiger Faith Securities Limited CE BLB524 - active, 6 staff China On Securities Limited CE BIQ778 - active Westock Securities International (HK) Limited CE AQS774 - active, 5 staff Shun Loong Securities Company Limited CE ACZ309 - active, 6 staff Tung Yat Securities Limited CE BNC519 - active, 6 staff Grand Cartel Securities Company Limited CE ABZ500 - active Shun Loong Futures Limited CE AAX444 - active Easy Fund Management Company Limited CE BJT849 - active, 1 staff BOCHK Asset Management Limited CE AWJ005 - active, 67 staff MUSHK Limited CE AAE045 - active China Vered Securities Limited CE BBK541 - active, 5 staff VTB Capital Hong Kong Limited CE AXF967 - active, 3 staff MUFG Securities Asia Limited CE AAA889 - active, 84 staff Alphamax Asset Management (HK) Limited CE AZP290 - active, 4 staff China Everbright Securities Asset Management Limited CE AYE648 - active, 7 staff First State (Hong Kong) LLC CE ADV673 - active China Everbright Global Investment Advisors Company Limited CE AYO607 - active, 5 staff New Region Securities Company Limited CE ABX677 - active, 10 staff Fortune Max International Asset Management Limited CE BHJ968 - active, 7 staff AIA Investment Management HK Limited CE BNF913 - active, 17 staff Innovax Asset Management Limited CE BIB970 - active, 8 staff Sheng Yuan Asset Management Limited CE AXC415 - active, 6 staff YRD Asset Management Limited CE BJS915 - active, 2 staff Makto Capital Management Limited CE BIJ958 - active Ping An Securities (Hong Kong) Holdings Company Limited CE ASC577 - active HSBC Securities Brokers (Asia) Limited CE ACB389 - active, 133 staff HSBC Structured Funds (Asia) Limited CE ACX288 - active Taikang Asset Management (Hong Kong) Company Limited CE ARG103 - active, 62 staff Blue Ocean Asset Management Limited CE BFX200 - active, 5 staff CDH Investments Management (Hong Kong) Limited CE APD477 - active, 25 staff Nuveen Hong Kong Limited CE BJH146 - active, 21 staff