Cepa Alliance Securities Limited
世博證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cepa Alliance Securities Limited (世博證券有限公司), CE reference AHF861. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 7.
Registered address
7/F, FLAT B, 208 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2012-08-23 | present |
| Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Type 7 — Providing automated trading services | present | 2003-07-21 |
Licensed staff (7)
As of
| Name | Activities | Since |
|---|---|---|
| Chi Keung Kwan 關志強 | RO 1, 4 | 2012-08 |
| Alie Chi Chiu Wong 黃子超 | RO 1, 4 | 2017-10 |
| Kin Fai Wong 王健輝 | RO 1, 4 | 2024-05 |
| Yu Chiu Wong 黃宇超 | RO 1, 4 | 2012-08 |
| Tai Wa Chu 朱大華 | Rep 1 | 2005-05 |
| Ann Yuet Yu Lai 賴月如 | Rep 1 | 2004-08 |
| Ho Kei Tsang 曾浩基 | Rep 1, 4 | 2018-01 |
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