Aurora Borealis Investment Services Limited
北極光證券投資服務有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aurora Borealis Investment Services Limited (北極光證券投資服務有限公司), CE reference BGM262. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 3.
Registered address
Room 1607, 16/F, OfficePlus @Sheung Wan, 93-103 Wing Lok Street, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-05-18 | present |
| Type 4 — Advising on securities | 2016-05-18 | present |
| Type 9 — Asset management | 2016-05-18 | present |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Simon Shek Yuen Lau 劉錫源 | RO 1, 4, 9 | 2016-05 |
| Ho Yin Ng 吳浩賢 | RO 1, 4, 9 | 2022-07 |
| Joffee Wai Ki Chan 陳慧琪 | Rep 1, 9 | 2021-01 |
Showing 1–3 of 3