Aurora Borealis Investment Services Limited
北極光證券投資服務有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aurora Borealis Investment Services Limited (北極光證券投資服務有限公司), a Hong Kong-based licensed corporation with CE reference BGM262. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 8). Earliest licence on file: 2016-05-18.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Room 1607, 16/F, OfficePlus @Sheung Wan, 93-103 Wing Lok Street, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-05-18 | present |
| Type 4 - Advising on securities | 2016-05-18 | present |
| Type 9 - Asset management | 2016-05-18 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Simon Shek Yuen Lau 劉錫源 | RO 1, 4, 9 | 2016-05 | Present |
| Ho Yin Ng 吳浩賢 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-02 | Present |
| Joffee Wai Ki Chan 陳慧琪 | Rep 1, 9 | 2018-09 | Present |
| Ka Wai Hui 許嘉威 | Rep 1, 4, 9 | 2026-07 | Present |
| Hoi Keung Liu 廖開強 | Rep 1, 4, 9 | 2016-09 | 2024-06 |
| Patricia Lai Wah Chan 陳麗華 | RO 1, 4, 9 | 2016-05 | 2022-09 |
| Dingding He 賀丁丁 | Rep 1, 4 | 2018-03 | 2021-01 |
| Kin Hung Hor 何建雄 | Rep 1, 9 | 2016-08 | 2020-11 |
Showing 1–8 of 8
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