SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SMBC Nikko Securities (Hong Kong) Limited (日興證券(香港)有限公司), CE reference BWU838. Currently licensed for regulated activity type(s) 1, 2, 4, 5, 6. Current licensed staff on file: 175.
Registered address
8/F, One International Finance Centre, 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 1 — Dealing in securities | 2026-03-19 | present |
| Type 2 — Dealing in futures contracts | 2017-11-07 | present |
| Type 2 — Dealing in futures contracts | 2026-03-19 | present |
| Type 4 — Advising on securities | present | present |
| Type 4 — Advising on securities | 2026-03-19 | present |
| Type 5 — Advising on futures contracts | 2017-11-07 | present |
| Type 5 — Advising on futures contracts | 2026-03-19 | present |
| Type 6 — Advising on corporate finance | 2012-07-20 | present |
| Type 6 — Advising on corporate finance | 2026-03-19 | present |
| Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Type 9 — Asset management | present | 2010-10-27 |
Licensed staff (175)
As of
| Name | Activities | Since |
|---|---|---|
| Yushi Araki 荒木裕史 | RO 1, 2, 4, 5 | 2026-03 |
| Shunsuke Fujii 藤井俊介 | RO 1, 2, 4, 5 | 2026-03 |
| Hironori Hattori | RO 1, 2, 4, 5, 6 | 2026-03 |
| Haotian (SFC:BFN673) He 何昊天 | RO 1, 4, 6 | 2026-03 |
| Yancheng Hong 洪研程 | RO 1, 2, 4, 5 | 2026-03 |
| Li Ern Joy Kwek 郭麗恩 | RO 1, 4, 6 | 2026-03 |
| Yushi Makita | RO 1, 2 | 2026-03 |
| Machiko Sampson | RO 1, 2, 4, 5 | 2026-03 |
| Arisa Shimamoto | RO 1, 2, 4, 5 | 2026-03 |
| Rong Song 宋嵘 | RO 1, 4, 6 | 2026-03 |
| Tony Ho Tung Yue 余浩東 | RO 1, 4, 6 | 2026-03 |
| Salim Zaman | RO 1, 2, 4, 5 | 2026-03 |
| Geoffrey Li Zhao 趙力 | RO 1, 4, 6 | 2026-03 |
| Kazuyuki Abe 阿部一幸 | Rep 1, 4, 6 | 2026-03 |
| Naoki Abe 阿部直樹 | Rep 1, 4, 6 | 2026-03 |
| Chafik Amira | Rep 1, 4, 6 | 2026-03 |
| Koki Ato 阿藤康貴 | Rep 1, 4, 6 | 2026-03 |
| James William Bainbridge | Rep 1, 4 | 2026-03 |
| Qifang Cai 蔡企放 | Rep 1, 2 | 2026-03 |
| Thomas Carlone | Rep 1, 4 | 2026-03 |
| Ching Han Chan 陳靜嫻 | Rep 1, 4 | 2026-03 |
| Kai Ming Gary Chow 周啟明 | Rep 1, 4, 6 | 2026-03 |
| Neill Alexander Christie | Rep 1, 4 | 2026-03 |
| Miki den 田未来 | Rep 4 | 2026-03 |
| Junichi Fujimoto | Rep 1, 2, 4, 5 | 2026-03 |
| Kohei Fujisawa | Rep 1, 4, 6 | 2026-03 |
| Masahiro Fujisawa 藤澤正博 | Rep 1, 4, 6 | 2026-03 |
| Akinobu Fukoe 普光江昭暢 | Rep 1, 4, 6 | 2026-03 |
| Rie Fukunaga | Rep 1, 4 | 2026-03 |
| Gaichi Funatsu 船津賀一 | Rep 1, 4 | 2026-03 |
| Daichi Hamada 濱田大地 | Rep 4 | 2026-03 |
| Joyce Michiko Hamada 浜田美智子 | Rep 1, 4 | 2026-03 |
| Takeru Hanaya 花屋武 | Rep 4 | 2026-03 |
| Takayuki Hara | Rep 4 | 2026-03 |
| Kentaro Harada 原田賢太郎 | Rep 1, 4 | 2026-03 |
| Chun He 何淳 | Rep 1, 2, 4, 5 | 2026-03 |
| Kenji Hirao 平尾賢二 | Rep 1, 4, 6 | 2026-03 |
| Harunori Hirose 廣瀬治昇 | Rep 1, 4, 6 | 2026-03 |
| Hiu Kwan Ho 何曉筠 | Rep 1, 4 | 2026-03 |
| Pak Nin Kenneth Ho 何柏年 | Rep 1, 4, 6 | 2026-03 |
| Yuya Hosaka 保坂佑哉 | Rep 1, 4, 6 | 2026-03 |
| Chung-Yu Huang | Rep 1, 4 | 2026-03 |
| Xinzhe Huang 黃昕哲 | Rep 1, 4, 6 | 2026-03 |
| Jennifer Nicole Hwang 黃悅真 | Rep 1, 4 | 2026-03 |
| Masashi Iguchi 井口将 | Rep 1, 4, 6 | 2026-03 |
| Toru Imayoshi 今吉徹 | Rep 1, 4, 6 | 2026-03 |
| Shogo Inaba 稲葉昇吾 | Rep 1, 4, 6 | 2026-03 |
| Takaaki Inoue | Rep 1, 4, 6 | 2026-03 |
| Tadataka Ishida 石田忠隆 | Rep 1, 4, 6 | 2026-03 |
| Keiichi Ito | Rep 4 | 2026-03 |
| Masanobu Iwatani 岩谷賢伸 | Rep 1, 4 | 2026-03 |
| Hiroyuki Kadota | Rep 1, 4, 6 | 2026-03 |
| Koji Kamichika | Rep 4 | 2026-03 |
| Yoshikazu Kamiya 神谷嘉一 | Rep 1, 2, 4, 5 | 2026-03 |
| Kuni Kanamori | Rep 4 | 2026-03 |
| Mayo Kaneko | Rep 1, 4 | 2026-03 |
| Naoaki Karaki 唐木直暁 | Rep 1, 4, 6 | 2026-03 |
| Vladimir Karanovic | Rep 1, 2, 4, 5 | 2026-03 |
| Mayumi Kato 加藤真由美 | Rep 1, 2, 4, 5 | 2026-03 |
| Ryosuke Katsura 桂 竜輔 | Rep 4 | 2026-03 |
| Kazuki Kawamura 川村一気 | Rep 1, 4, 6 | 2026-03 |
| Hiroki Kawashima | Rep 4 | 2026-03 |
| Anthony Kay | Rep 1, 4 | 2026-03 |
| Satoru Kikuchi | Rep 4 | 2026-03 |
| Genki Kiriu 桐生元樹 | Rep 1, 4, 6 | 2026-03 |
| Megumi Ko 顧恵實 | Rep 1, 4 | 2026-03 |
| Kaya Kobayashi 周宛嬋 | Rep 1, 4 | 2026-03 |
| Yusuke Kobayashi 小林佑介 | Rep 1, 4, 6 | 2026-03 |
| Ryosuke Kodama | Rep 1, 4, 6 | 2026-03 |
| Yuya Kodama 児玉祐哉 | Rep 1, 4, 6 | 2026-03 |
| Takashi Kokabu | Rep 1, 4, 6 | 2026-03 |
| Takuya Komatsu 小松卓也 | Rep 1, 4, 6 | 2026-03 |
| Ken Kondo | Rep 1, 4 | 2026-03 |
| Daisuke Kosaka 高坂太佑 | Rep 1, 4, 6 | 2026-03 |
| Rei Kyogoku 京極玲 | Rep 1, 4, 6 | 2026-03 |
| Chi Ian Lai 黎芷昕 | Rep 1, 4, 6 | 2026-03 |
| Gary Ka Wun Lam 林家垣 | Rep 1, 4 | 2026-03 |
| King Sau Lam 林勁秀 | Rep 1, 4, 6 | 2026-03 |
| Po Ki Lau 劉寶棋 | Rep 1, 4 | 2026-03 |
| Tsui Hung Lau 劉翠紅 | Rep 1, 4, 6 | 2026-03 |
| Fredrick Changwon Lee | Rep 1, 4 | 2026-03 |
| Jooho Lee | Rep 1, 4 | 2026-03 |
| Sin Ki Lee 李倩琪 | Rep 1, 4, 6 | 2026-03 |
| Man Chung Francis Leung 梁文聰 | Rep 1, 4, 6 | 2026-03 |
| Yuen Yi Kim Leung 梁苑怡 | Rep 1, 4 | 2026-03 |
| Xia (SFC:BVK494) Liu 刘夏 | Rep 4 | 2026-03 |
| Xunzhe Liu 刘迅喆 | Rep 1, 4 | 2026-03 |
| Zheng (SFC:BVT154) Liu 刘铮 | Rep 1, 4, 6 | 2026-03 |
| Eiji Maeda | Rep 4 | 2026-03 |
| Takuya Maeda | Rep 4 | 2026-03 |
| Junichi Makino | Rep 4 | 2026-03 |
| Yiyi Mao 毛禕禕 | Rep 1, 4, 6 | 2026-03 |
| Akichika Maruhashi | Rep 1, 4, 6 | 2026-03 |
| Susumu Maruyama | Rep 1, 4 | 2026-03 |
| Kenya Matsuo | Rep 4 | 2026-03 |
| Takuya Matsuura 松浦拓也 | Rep 1, 4, 6 | 2026-03 |
| Ryozo Minagawa | Rep 4 | 2026-03 |
| Emiri Emily Minoo | Rep 1, 4 | 2026-03 |
| Go Miyamoto | Rep 4 | 2026-03 |
| Akira Morimoto | Rep 4 | 2026-03 |
Showing 1–100 of 175