Arete Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arete Capital Asia Limited ( ), CE reference BHY177. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 11.
Registered address
Room 1303, 13/F, Tai Tung Building, 8 Fleming Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2017-01-20 | present |
| Type 9 — Asset management | 2018-08-28 | present |
| Type 1 — Dealing in securities | 2017-01-20 | 2025-03-27 |
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Terence Vincent Leeworthy | RO 1, 4, 9 | 2017-01 | Present |
| Charles Ramon Luchangco | RO 1, 4, 9 | 2017-01 | Present |
| Yuan-Chieh Mao 毛元杰 | RO 4, 9 Rep 4 | 2018-05 | 2024-01 |
| Emelie O. Apundar | Rep 4, 9 | 2025-01 | Present |
| Sau Shan Chan 陳秀山 | Rep 1, 4, 9 | 2021-08 | 2022-05 |
| Shu Jung Chang | Rep 9 | 2021-06 | Present |
| Ming Cheung 張明 | Rep 9 | 2021-03 | 2024-12 |
| Janny Cockell 郭珍妮 | Rep 9 | 2020-12 | 2023-09 |
| Diana Wei Tseng Fang 方維蓁 | Rep 9 | 2022-07 | Present |
| Thomas Kui Chuen Fok 霍鉅泉 | Rep 9 | 2020-12 | Present |
| Christopher Gabriel Him | Rep 1, 4, 9 | 2021-09 | 2024-02 |
| Betty Kou 高瑗如 | Rep 9 | 2020-08 | Present |
| David Man Kwong Lam 林文光 | Rep 1, 4, 9 | 2018-05 | Present |
| Ka Kei Lam 林家驥 | Rep 9 | 2020-11 | Present |
| Kin Hong Li 李建航 | Rep 1, 4, 9 | 2021-08 | 2022-07 |
| Wai Ha Eva Luk 陸慧霞 | Rep 1, 4, 9 | 2021-07 | 2021-11 |
| Tony Wing Chuen Poon 潘永全 | Rep 9 | 2020-08 | Present |
| Kevin Siu Hang Wong 黃兆康 | Rep 9 | 2020-09 | Present |
| Kung Wing Elroy Wong 黃共榮 | Rep 1, 4, 9 | 2021-08 | 2021-10 |
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