HFS Asset Management Limited

CE No. ADF849 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HFS Asset Management Limited, a Hong Kong-based licensed corporation with CE reference ADF849. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 25).
Category:: Buyside · Wealth management
Registered address:: Suite P, 18/F, Chinaweal Centre, 414-424 Jaffe Road, Causeway Bay
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	Pre-2003	present
Type 9 - Asset management	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2005-02-23

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
David Robert Bojan	RO 4, 6, 9	Pre-2003	Present
Michael Brady Roberts	RO 4, 9 Rep 4, 9	2013-01	Present
Alex Krystal Yao 姚文詠	RO 4, 9 Rep 4, 9	2024-06	Present
Melanie Jane Nutbeam	Rep 4, 9	2012-01	Present
Idy Yin Fong Chung 鍾燕芳	Rep 4, 9	2013-12	2023-11
Brian Anthony Taylor	Rep 4, 9	2010-02	2022-02
Koon Har Chan 陳貫霞	Rep 4	2011-10	2020-04
Gordon Couch	RO 4, 9 Rep 4, 9	2015-03	2016-04
Charles Henry Dickson	RO 4, 9	2005-07	2014-09
Chun Wah Chan 陳振華	RO 4, 9 Rep 4, 6, 9	Pre-2003	2014-03
Natravee Hongsuwan 張雪	Rep 4	2009-12	2010-05
Ofra Sueh Hung Ou 歐雪虹	Rep 4, 9	2005-08	2010-05
Masaharu Ushiyama 牛山政治	Rep 4, 9	2009-04	2010-05
Deliana Gueorguieva Totkova	Rep 4, 9	2008-12	2010-02
Denis Celata	RO 4, 9	2007-03	2009-12
Kwok Lung Chan 陳國龍	Rep 4, 9	2005-12	2009-09
Garry Maxwell Stuchbery	Rep 4, 9	2007-06	2009-03
Pok Luen Man	Rep 4	2008-07	2008-07
Edward Ketterer 何猷良	Rep 4	2008-04	2008-04
Chi Kong Chan 陳子江	Rep 4	2007-12	2008-02
Ross Allen Smith	Rep 4, 9	2007-01	2007-10
Pui Chun Wong 黃佩珍	Rep 4, 6, 9	Pre-2003	2006-10
Yuk Hing Kwan 關玉卿	Rep 9	2003-06	2005-07
Amanda Dawn Slee	Rep 4, 6, 9	Pre-2003	2003-09
Clifford John Harkins	Rep 4, 6, 9	Pre-2003	2003-04