DWS Investments Hong Kong Limited
德意志投資香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DWS Investments Hong Kong Limited (德意志投資香港有限公司), CE reference ACJ870. Currently licensed for regulated activity type(s) 1, 2, 4, 9. Current licensed staff on file: 34.
Registered address
58-61/F, International Commerce Centre, 1 Austin Road West, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2016-03-18 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2003-06-12 |
Licensed staff (34)
As of
| Name | Activities | Since |
|---|---|---|
| Robert John Stuart Gibbs | RO 1, 4, 9 | 2020-01 |
| So Yeon Kim | RO 1, 4 | 2019-10 |
| Chi Tak Kwan 關志德 | RO 1, 4, 9 | 2016-04 |
| Osvaldo Chit Man Kwan 關捷文 | RO 1, 4, 9 | 2023-06 |
| Kevin Kei Tung Lui 呂紀東 | RO 1, 2 | 2018-02 |
| Elke Schoeppl-Jost | RO 1, 2, 4, 9 | 2022-01 |
| Vanessa Wang 王靜雯 | RO 1, 4, 9 | 2022-11 |
| Jingmu Cao 曹靖牧 | Rep 1, 4 | 2019-06 |
| Tin Wing Chan 陳天穎 | Rep 1, 4 | 2024-09 |
| Chi Ching Cheng 鄭子晴 | Rep 1, 4, 9 | 2022-06 |
| Siu Ting Cheung 張肇廷 | Rep 1, 4, 9 | 2025-07 |
| Ching Yuan Chiu 邱靖媛 | Rep 1, 4, 9 | 2025-01 |
| Han Shen Jonathan Chow 周漢燊 | Rep 1, 2 | 2024-06 |
| Chun Yin Chu 朱進彥 | Rep 1, 4 | 2022-09 |
| Thomas Gillmann | Rep 1, 4 | 2022-03 |
| Wing Lai Jap 葉永麗 | Rep 1, 4, 9 | 2015-11 |
| Zixuan Kan 闞子旋 | Rep 1, 2 | 2022-08 |
| Hoi Hing Keung 姜凱馨 | Rep 1, 4, 9 | 2019-01 |
| Hoi Ting Christy Lam 林凱婷 | Rep 1, 4 | 2024-09 |
| Kai Kit Leung 梁棨傑 | Rep 1, 4, 9 | 2018-10 |
| Kelvin Ngai Ho Leung 梁毅豪 | Rep 1, 4 | 2018-03 |
| Gary Yuen Fung Li 李炫鋒 | Rep 1, 4, 9 | 2017-09 |
| Dongsheng Lu 魯棟生 | Rep 1, 4 | 2022-05 |
| Hiroshi Miyata | Rep 4, 9 | 2020-04 |
| Sheung Wing Ng 吳雙榮 | Rep 4, 9 | 2013-05 |
| Catherine Yan Kei Siu 蕭欣淇 | Rep 1, 4 | 2023-10 |
| Lok Man Adrian So 蘇樂敏 | Rep 1, 4 | 2022-09 |
| Daoqing Su 蘇道晴 | Rep 1, 4, 9 | 2022-05 |
| Hoi Kei Sum 沈鎧圻 | Rep 1, 4, 9 | 2025-12 |
| Ogar Renaldi Widjaja | Rep 1, 4 | 2017-08 |
| Xiaofan Yu 俞晓帆 | Rep 1, 4, 9 | 2022-05 |
| Tian Zeng 曾湉 | Rep 1, 4, 9 | 2025-05 |
| Judy Zhu 朱美祺 | Rep 1, 2 | 2023-05 |
| Yuzhang Zong | Rep 1, 4, 9 | 2018-09 |
Showing 1–34 of 34