Leading Securities Company Limited
立鼎證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leading Securities Company Limited (立鼎證券有限公司), CE reference BAL779. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 11.
Registered address
8/F, Prosperity Tower, 39 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-02-21 | present |
| Type 4 — Advising on securities | 2013-02-21 | present |
| Type 9 — Asset management | 2014-02-25 | present |
Licensed staff (11)
As of
| Name | Activities | Since |
|---|---|---|
| Priscilla Hau Yi Chu 朱巧儀 | RO 1 | 2021-10 |
| Letian Hu 胡樂天 | RO 1, 4, 9 | 2019-04 |
| Jun Xie 谢骏 | RO 1, 4, 9 | 2019-07 |
| Meiling Fei 費美玲 | Rep 1, 4 | 2019-08 |
| Mengxuan Li 李夢旋 | Rep 1, 4, 9 | 2019-03 |
| Yawen (SFC:BSE880) Liu 劉亞穩 | Rep 1, 4, 9 | 2022-03 |
| Yang (SFC:BOI804) Sun 孫楊 | Rep 1, 4 | 2019-08 |
| Hongyu Tao 陶泓羽 | Rep 1, 4 | 2025-10 |
| Hui (SFC:BVY691) Wang 汪慧 | Rep 1 | 2025-03 |
| Qiang (SFC:BOR190) Wen 闻强 | Rep 1, 4, 9 | 2023-03 |
| Min (SFC:BVD608) Yang 楊旻 | Rep 4, 9 | 2024-08 |
Showing 1–11 of 11