Annum Asset Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annum Asset Management (Hong Kong) Limited ( ), CE reference BAT778. Currently licensed for regulated activity type(s) 1, 4, 5, 9. Current licensed staff on file: 16.
Registered address
Room 1912, 19/F, Standard Chartered Bank Building, 4-4A Des Voeux Rd Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-07-20 | present |
| Type 4 — Advising on securities | 2013-12-24 | present |
| Type 5 — Advising on futures contracts | 2013-12-24 | present |
| Type 9 — Asset management | 2013-07-05 | present |
Licensed staff (16)
As of
| Name | Activities | Since |
|---|---|---|
| Hung-Wei Sung 宋泓緯 | RO 1, 4, 9 Rep 5 | 2025-04 |
| Wen Xiao 肖文 | RO 1, 4, 5, 9 | 2021-07 |
| Pak Sze Au 歐柏斯 | Rep 1, 4, 9 | 2025-05 |
| Jin Yi Li 李進壹 | Rep 1, 4, 9 | 2023-05 |
| Tzu Ning Liu 劉子寧 | Rep 1, 4, 9 | 2023-05 |
| Kin Fan Karena Lo 勞建勛 | Rep 1, 9 | 2025-11 |
| Samson Yiu Cho Lui 呂耀祖 | Rep 1, 4, 9 | 2023-09 |
| Ofra Sueh Hung Ou 歐雪虹 | Rep 1, 4, 9 | 2021-09 |
| Yan Yi Seipelt 蔡欣怡 | Rep 1, 4, 9 | 2021-09 |
| Chun Wai Shum 沈俊威 | Rep 1, 4, 5, 9 | 2021-09 |
| Chun Wing Sze 施俊榮 | Rep 1, 9 | 2025-07 |
| Hao-Wei Ting 丁豪威 | Rep 1, 4, 9 | 2022-05 |
| Yu Wei 魏鈺 | Rep 1, 4, 9 | 2021-09 |
| Chin Wing Michelle Wong 王芊穎 | Rep 1, 4 | 2024-04 |
| Yujie Xu 許宇洁 | Rep 1, 4, 9 | 2023-08 |
| Mingfei Yu 俞鸣飞 | Rep 1, 4, 9 | 2022-05 |
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