Fairwin Broking Limited
海富證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fairwin Broking Limited (海富證券有限公司), a Hong Kong-based licensed corporation with CE reference ABA943. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts. Current licensed staff on file: 3 (total recorded over time: 28). Earliest licence on file: 2017-10-06.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 11, 7/F, Lippo Sun Plaza, No.28 Canton Road, Tsim Sha Tsui, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2017-10-06 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-07-07 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-07 |
| Type 9 - Asset management | Pre-2003 | 2004-07-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (28)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Weicheng Chen 陳偉誠 | RO 1, 2 | 2018-01 | Present |
| Xiaozhong Hu 胡晓忠 | RO 1, 2 | 2018-03 | Present |
| Tingting Xin 辛婷婷 | RO 1, 2 Rep 1, 2 | 2021-04 | Present |
| Jingyao Chen 陈婧瑶 | Rep 1, 2 | 2018-10 | 2026-03 |
| Liqi Ye 叶李琦 | Rep 1, 2 | 2019-02 | 2026-03 |
| Siu Yan Tin 田兆恩 | Rep 1 | 2021-03 | 2025-09 |
| Chenxi Ye 叶晨曦 | Rep 1, 2 | 2017-02 | 2025-01 |
| Chi Kit Soo 蘇志傑 | RO 1, 2 Rep 1, 2 | 2017-08 | 2024-05 |
| David Yau Wai Kwong 鄺有為 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2024-05 |
| Nga Ham Leung 梁雅涵 | Rep 1 | 2023-03 | 2024-03 |
| Yu Pun Ng 伍于泮 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-01 |
| Wing Kwan Woo 胡榮坤 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-01 |
| Kit Man Lau 劉潔敏 | RO 1, 2 Rep 1 | 2017-03 | 2023-03 |
| Yinghao Li 李英豪 | Rep 1, 2 | 2019-05 | 2021-06 |
| Ka Ying Li 李家盈 | RO 1 Rep 1 | 2016-08 | 2021-02 |
| Simon Kwok 郭世民 | RO 2 | 2017-10 | 2018-06 |
| Shui Gee Lucy Lu 呂瑞芝 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-11 |
| Siu Ling Au 區少玲 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2017-07 |
| Yuen Chu Ho 何涴芝 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2017-07 |
| Moon Kwong Tsui 徐滿光 | Rep 1 | 2016-11 | 2017-07 |
| Tak Wing Lung 龍德榮 | Rep 1 | 2017-04 | 2017-06 |
| Tsz King Ip 葉子敬 | Rep 1 | 2016-08 | 2016-10 |
| Joseph Bing Tong Kam 甘炳棠 | Rep 1 | 2012-11 | 2016-09 |
| King Ho Cheung 張敬豪 | Rep 1 | 2013-01 | 2014-12 |
| Chi Kin Yip 葉志堅 | Rep 1 | 2012-10 | 2013-09 |
| Hui Sun Lee 李栩新 | Rep 1 | 2006-05 | 2012-11 |
| Godfrey Yan Chi Kwong 鄺訢至 | Rep 1 | 2010-08 | 2010-09 |
| Yuk Kuen Kwok 郭玉娟 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
Showing 1–28 of 28
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