Afflux Securities Limited
上高證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Afflux Securities Limited (上高證券有限公司), CE reference BIO838. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 4.
Registered address
Unit 06, 11/F, Emperor Group Centre, 288 Hennessy Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-04-27 | present |
| Type 4 — Advising on securities | 2019-03-20 | present |
| Type 9 — Asset management | 2019-03-20 | present |
| Type 2 — Dealing in futures contracts | 2018-05-17 | 2023-04-03 |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Xiaofang Chen 陳曉芳 | RO 1, 4, 9 | 2019-03 |
| Tsz Hin Pak 白子軒 | RO 1, 4, 9 | 2022-10 |
| Wenjun Cai 蔡文君 | Rep 1, 4, 9 | 2019-07 |
| Heng Zhou 周恒 | Rep 1 | 2025-07 |
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