Afflux Securities Limited
上高證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Afflux Securities Limited (上高證券有限公司), a Hong Kong-based licensed corporation with CE reference BIO838. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 13). Earliest licence on file: 2017-04-27.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit 06, 11/F, Emperor Group Centre, 288 Hennessy Road, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-04-27 | present |
| Type 4 - Advising on securities | 2019-03-20 | present |
| Type 9 - Asset management | 2019-03-20 | present |
| Type 2 - Dealing in futures contracts | 2018-05-17 | 2023-04-03 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xiaofang Chen 陳曉芳 | RO 1, 4, 9 | 2017-11 | Present |
| Tsz Hin Pak 白子軒 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2019-10 | Present |
| Wenjun Cai 蔡文君 | Rep 1, 2, 4, 9 | 2019-07 | Present |
| Heng Zhou 周恒 | Rep 1 | 2025-07 | Present |
| Eric Yau Kit Chan 陳有傑 | RO 1, 2, 4, 9 | 2017-04 | 2023-01 |
| Kenian Huang 黃可年 | Rep 4, 9 | 2021-06 | 2022-05 |
| Yanpeng Wu 吴艳鹏 | Rep 1, 4, 9 | 2021-01 | 2021-05 |
| Man Yuen Chan 陳文源 | Rep 1, 4, 9 | 2020-09 | 2021-01 |
| Jack Kwok Wai Tam 譚國偉 | RO 1, 2 | 2018-11 | 2019-10 |
| Yuxiu Zhu 朱玉秀 | Rep 1 | 2017-11 | 2018-11 |
| Kar Wah Chan 陳家驊 | RO 2 Rep 1 | 2018-03 | 2018-09 |
| Ting Ting Fu 傅婷婷 | Rep 1 | 2017-07 | 2018-07 |
| Terry Wai Wa Leung 梁偉華 | RO 1 | 2017-04 | 2017-12 |
Showing 1–13 of 13
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