Clariden Leu Asset Management (Hong Kong) Limited

瑞士嘉來資產管理(香港)有限公司
CE No. AAZ959 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clariden Leu Asset Management (Hong Kong) Limited (瑞士嘉來資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAZ959. Current licensed staff on file: 0 (total recorded over time: 95). Earliest licence on file: 2008-12-31.

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Registered address:
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Website:
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Licence history

ActivityFromTo
Type 1 - Dealing in securities 2008-12-31 2012-12-13
Type 4 - Advising on securities Pre-2003 2012-12-13
Type 5 - Advising on futures contracts Pre-2003 2011-03-23
Type 6 - Advising on corporate finance Pre-2003 2004-08-06
Type 9 - Asset management Pre-2003 2012-12-13

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (95)

Active on date
Name Activities First licensed To
Vivian Fung Yee Chan Lo 陳盧鳳儀 RO 1, 4 2012-03 2012-08
Boon Leng Lee 李文龍 RO 9 2012-03 2012-08
Anna Wai Kwan Wong 黃慧群 RO 1, 4, 9 2012-03 2012-08
Maria Vanessa Bergqvist Rep 1, 4 2012-04 2012-08
Agatha Wing Yee Chan 陳詠怡 Rep 1, 4 2012-04 2012-08
Connie Stella Chan Rep 4, 5, 9 2010-10 2012-08
Ying Yu Leanna Chan 陳盈如 Rep 4, 9 2011-03 2012-08
Hon Hoong Chong 鍾漢雄 Rep 1, 4 2012-03 2012-08
Jing Man Chu 朱政旻 Rep 1, 4 2012-04 2012-08
Mohit Kumar Gupta Rep 4, 9 2011-09 2012-08
Abhijeet Hivarekar 吳艾彼傑 Rep 1, 4 2012-03 2012-08
Chris Kwan Kit Ho 何君傑 Rep 1, 4 2012-03 2012-08
Lai Ming Ho 何勵明 Rep 4, 9 2011-10 2012-08
Yin Ho 賀燕 Rep 4, 5, 9 2006-12 2012-08
Henry Chi Hou Lee 李智豪 Rep 4, 5, 9 2008-03 2012-08
Yuk Kwan Corina Lee 李玉君 Rep 1, 4 2012-03 2012-08
Kin Hung Nelson Leung 梁建洪 Rep 1, 4 2012-03 2012-08
May Man Wai Lim 林文慧 Rep 1, 4 2012-03 2012-08
Ho Ting Murphy Lo 盧昊廷 Rep 1, 4 2012-03 2012-08
Albert Kai Ben Ma 馬嘉彬 Rep 1, 4 2012-03 2012-08
Matthew Yan Lam Man 文恩霖 Rep 1, 4, 5, 9 2010-06 2012-08
Siddharth Moudgil Rep 1, 4 2012-03 2012-08
Kong Sang Ng 吳港生 Rep 1, 4 2012-04 2012-08
Ashis Kumar Sengupta Rep 4, 9 2011-11 2012-08
David C. Y. Shick 戚志雄 Rep 1, 4 2012-03 2012-08
Yee Shuk Julie So 蘇宜淑 Rep 1, 4 2012-03 2012-08
Ping Kuen Tse 謝炳權 Rep 1, 4 2012-03 2012-08
Liza Wan 溫少菊 Rep 1, 4 2012-03 2012-08
Koon Sun Yong 楊焜善 Rep 1, 4 2012-03 2012-08
Mei-Ming Chen 陳梅明 Rep 4, 9 2011-03 2012-07
Sze Fan Cheung 張詩芬 Rep 4, 9 2010-12 2012-07
Yin Ping Clara Lee 李燕萍 Rep 1, 4 2012-04 2012-06
Lai Ying Chan 陳麗英 Rep 4, 5, 9 2009-12 2012-06
Tsze Kay Poon 潘芷琦 Rep 4, 5, 9 2010-02 2012-06
Ida Hwang 黃怡德 RO 1, 4, 5, 9 Rep 4, 5, 9 2007-03 2012-04
David Kwun Yin Louie 雷冠賢 RO 1, 4, 9 Rep 1, 4, 5, 9 2010-03 2012-04
Juan Manuel Mendoza Beggiato RO 1, 4, 9 Rep 1, 4, 9 2011-06 2012-04
Thomas Reber RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2006-09 2012-04
Yuen Mei Tam 譚婉薇 RO 1, 4, 5, 9 Rep 4, 5, 9 2004-03 2012-04
Sarah Man Yin Chan 陳敏賢 Rep 4, 9 2011-02 2012-03
Ah Lai Peggy Cheung 張雅麗 Rep 4, 5, 9 2008-12 2012-03
Raymond Kai Shing Chung 鍾嘉成 Rep 1, 4, 5, 9 2009-11 2012-03
Yi Na Hu 胡伊娜 Rep 4, 9 2011-01 2012-03
Philipp Patrick Korach Rep 4 2010-10 2012-03
Hui Min Lee 李慧敏 Rep 4, 5, 9 2007-04 2012-03
Paul Shek Wing Lee 李錫榮 Rep 4, 5, 9 2009-10 2012-03
Alice Yim Ling Li 李艷玲 Rep 4, 5, 9 2009-11 2012-03
Huaiyu Li 李怀玉 Rep 4, 9 2011-02 2012-03
Wing Yee Li 李泳儀 Rep 1, 4, 5, 9 2008-04 2012-03
Kwan Lok Lin 連君樂 Rep 4, 9 2007-04 2012-03
Yuen Fong Lo 羅婉芳 Rep 4, 5, 9 2007-04 2012-03
Kit Sum Isis Ma 馬潔芯 Rep 1, 4, 9 2011-10 2012-03
Duncan Chiu Yin She 佘超賢 Rep 4, 5, 9 2009-10 2012-03
Irene Wai Yin So 蘇慧賢 Rep 4, 5, 9 2010-07 2012-03
Calvin Chak Lam Tse 謝澤林 Rep 4, 5, 9 2009-11 2012-03
Ursula Yee Har Tsui 崔依霞 Rep 4, 5, 9 2009-11 2012-03
Hoi Yan Wong 黃凱欣 Rep 4, 9 2011-03 2012-03
Hoo Yong 容浩 Rep 1, 4, 5, 9 2007-03 2012-03
Aven Pui Wah Yu 余佩華 Rep 4, 5, 9 2007-04 2012-03
Haisi Yu 于海思 Rep 1, 4, 9 2011-09 2012-03
Charles Seng Khew Yeoh Rep 4 2011-03 2012-03
Ha Ling Denise Ma 馬夏玲 Rep 4, 9 2011-10 2012-03
Soon Gek Goh 吳順玉 Rep 4 2011-09 2011-11
Derek Kit Wai Tan 陳杰煒 Rep 4, 5, 9 2010-07 2011-11
Kenneth Ken Kwok Toong 董建國 RO 1, 4, 9 2010-01 2011-09
Robert Yi Ming Kung 龔憶明 Rep 4, 5, 9 2009-12 2011-09
Lai Yan Chan 陳麗恩 Rep 4, 5, 9 2010-10 2011-07
Ariste Samuel Chiabotti Rep 1, 4, 9 2010-04 2011-07
Ting Hong Ho 何鼎康 Rep 1, 4, 5, 9 2007-10 2011-06
Kai Chung Law 羅啟聰 Rep 4, 9 2011-02 2011-06
Kit Yee Tso 曹潔儀 Rep 4, 5, 9 2009-11 2011-06
Edward Fai Yue Wong 黃輝宇 Rep 4, 5, 9 2009-11 2011-06
Dorothy Lai Fong Yuen 袁麗芳 Rep 4, 5, 9 2009-09 2011-06
Herbert James Seton Mayo 梅宗堯 Rep 4, 5, 9 2010-09 2011-03
Sandeep Malhotra Rep 4, 5 2010-03 2010-11
Zinaida Psiola Rep 4 2010-10 2010-10
Lora Man Fung Yu 余敏鳳 Rep 4, 9 2005-10 2010-09
Christine Denise Hedwig Keller Rep 4 2010-07 2010-09
Hing Yin Amy Hung 孔慶賢 Rep 4, 5, 9 2008-12 2010-03
Hsueh-Mei Ho 何雪梅 Rep 4, 5, 9 2009-10 2010-01
Andrew Bok Man Chan 陳博文 Rep 1, 4, 5, 9 2008-09 2010-01
Christopher Todd Burgess RO 1, 4, 5, 9 2005-12 2009-09
Jianguo Wang 王建國 Rep 4, 5, 9 2008-10 2009-09
May Siu Ling Chow 周小玲 Rep 4, 5, 9 2007-11 2009-08
Wing Yee Tam 譚詠儀 Rep 4, 5, 9 2008-12 2009-06
Philip O. Penaloza 蔡偉立 Rep 4, 5, 9 2008-09 2009-02
Cecilia Shuk Ling Wong 王淑玲 Rep 4, 5, 9 2006-12 2008-12
Lai Man Ip 葉麗文 Rep 4, 5, 9 2008-07 2008-12
Kimitoshi Hoshiyama RO 4, 9 Rep 4, 5, 6, 9 Pre-2003 2008-10
Chun Cheung Chan 陳進長 Rep 4, 5, 9 2007-01 2008-04
Annett Blechstein Rep 4, 5, 9 2007-03 2008-04
Winnie Wing Shui Ying 應詠絮 Rep 4, 5, 9 2007-04 2008-01
Shuk Yin Chan 陳淑賢 Rep 4, 5, 9 2007-04 2007-07
Francis Michael Galbraith RO 4, 5, 6, 9 Pre-2003 2006-10
Wai Hung Joannes Ho 何偉雄 Rep 4, 6, 9 Pre-2003 2003-10
Showing 1–95 of 95

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