Ascent Capital Advisors Limited

CE No. BBR304 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ascent Capital Advisors Limited, a Hong Kong-based licensed corporation with CE reference BBR304. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 3 (total recorded over time: 10). Earliest licence on file: 2013-11-08.
Category:: Sell side · Investment banking
Registered address:: Unit 601, 6/F, Hoseinee House, 69 Wyndham Street, Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2013-11-08	present
Type 4 - Advising on securities	2013-11-08	present
Type 6 - Advising on corporate finance	2013-11-08	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Eric Scott Greenberg	RO 1, 4, 6	2013-11	Present
Fergus Michael Lynch	RO 1, 4, 6 Rep 1, 4, 6	2016-02	Present
Shing Sat Ho 何成實	Rep 1, 4, 6	2024-08	Present
Pui Yan Deborah Kwok 郭珮恩	Rep 1, 4, 6	2021-09	2024-08
Arthur Chong Wah Maloy 馬忠樺	RO 1, 4, 6	2013-11	2022-03
Xinqing Tang 唐新晴	Rep 1, 4, 6	2019-04	2021-04
Yinpeng Wang 王銀朋	Rep 1, 4, 6	2019-01	2020-10
Simon Devereux Clement Harman	Rep 1	2019-01	2020-04
Yichen Zhou 周依晨	Rep 1, 4, 6	2015-10	2019-02
Hin Cheung Lee 李獻章	Rep 1, 4, 6	2014-08	2015-07