Hong Kong SFC Licensed Firms Directory

Bowen Asia Limited CE ACC803 - inactive AT Asset Management (Asia-Pacific) Limited CE ANJ694 - inactive Sumitomo Mitsui Trust (Hong Kong) Limited CE AAO147 - active, 19 staff ROTH Capital Partners (Hong Kong) Limited CE AUZ616 - inactive RBC Capital Markets (Hong Kong) Limited CE AVF500 - inactive RRJ Management (HK) Limited CE BBB360 - inactive Riches Depot Securities Co., Limited CE BCZ822 - active, 2 staff N Plus Capital Limited CE BLY077 - active, 2 staff ROC Partners (HK) Limited CE BDM809 - active, 4 staff RAM Investment Advisors Limited CE BGL803 - active, 6 staff VMS Asset Management Limited CE BMM431 - active, 15 staff Righteous Capital Limited CE BHN808 - active, 4 staff Gao Zheng Asset Management Limited CE BLX211 - inactive RaiseSun Capital Limited CE BHP012 - active, 3 staff Red Eagle Securities Limited CE BIU637 - inactive RP Asset Management Limited CE BJB693 - active, 2 staff Red Solar Capital Limited CE BJG062 - active, 6 staff Hologram Capital Limited CE BIM493 - inactive China AF Corporate Finance Limited CE BGI768 - inactive Redbridge Global Strategies Limited CE BJT690 - active, 5 staff Cithara Investment International Limited CE BHF940 - active, 4 staff Blue Water Capital Management Limited CE BAU760 - active, 7 staff Myo Capital Advisers Limited CE APQ722 - inactive Rostrum Grand Limited CE BLH635 - active, 4 staff Synergy Fund Management Group Limited CE AUZ600 - active, 5 staff Renco Capital Partners Limited CE BLK734 - inactive Rockpool Capital Limited CE BMI329 - active, 10 staff Rongchong Finance Management Limited CE BNF572 - inactive Redwood Asset Management Limited CE BOI465 - active, 3 staff RKD Capital Limited CE BOR619 - inactive Rainbow Capital (HK) Limited CE BPB716 - active, 9 staff Risen Family Office Limited CE BPC443 - active, 8 staff Raine Advisors Hong Kong Limited CE BRF726 - inactive Rui Da International Securities (Hong Kong) Limited CE BRQ062 - active, 6 staff Rui Da International Asset Management (Hong Kong) Limited CE BMJ340 - active, 5 staff Great Lakes Hong Kong Limited CE AUE804 - inactive Rede Partners (Asia) Limited CE BSE706 - active, 8 staff Pomona Capital Asia Limited CE AVP514 - inactive Raising International Securities Limited CE BSS641 - active, 2 staff Space Asset Management Limited CE BNS287 - active, 2 staff Redland Securities Limited CE BSW699 - active, 6 staff South China Futures Investment Limited CE BGP545 - inactive Gold Medal Global Investment Co., Limited CE BHO673 - inactive Hong Kong Jiasheng International Asset Management Limited CE BIS130 - inactive Rising Securities Limited CE BTU206 - active, 7 staff Sorrento Securities Limited CE BHG995 - active, 7 staff Rosun Capital Limited CE BVW737 - active, 3 staff BaoJia Capital Limited CE BRG363 - active, 3 staff Shangding International Asset Management Company Limited CE AVL205 - inactive Ever-Long Futures Limited CE BIL619 - inactive Tiger Faith Asset Management Limited CE BLB522 - active, 5 staff Seekers Markets Limited CE AAA994 - inactive Sanfull Securities Limited CE AAC648 - active, 56 staff Sanfull Futures Limited CE APX230 - active, 7 staff Wing On Cheong Securities Company Limited CE AAJ122 - inactive Sunny World Investment Limited CE ABV919 - inactive Upbest Commodities Company Limited CE AEY503 - active, 6 staff Tak Fung Shares Investment Company Limited CE AAD364 - inactive Szehope & Company CE AAC710 - inactive Sunrise Investment Company CE AAC906 - inactive Sharegain Development Limited CE AAD487 - inactive Seaga International CE AAF466 - inactive Solid King Securities Limited CE AAF969 - active, 7 staff Soo Pui Chen & Company CE AAH850 - inactive Soo Pei Shao & Company CE AAH853 - inactive San Wan Yuan & Company CE AAI212 - inactive Standard Chartered Bank CE AAJ010 - inactive Shanghai Commercial Bank Limited CE AAJ281 - active Sumitomo Mitsui Asset Management (Hong Kong) Limited CE AAK014 - inactive Societe Generale Asia Limited CE AAL245 - inactive Societe Generale CE AAL252 - active Shanghai Commercial Bank Trustee Limited CE AAL943 - inactive Standard Chartered Trustee (Hong Kong) Limited CE AAM944 - active, 9 staff SBA Hong Kong Limited CE AAM983 - inactive St. James's Place (Hong Kong) Limited CE AAV439 - active, 48 staff Tyche Group Limited CE AGW133 - inactive State Street Bank and Trust Company CE AAV561 - active S W Woo And Company Limited CE AAW287 - active, 5 staff Standard Capital Brokerage Limited CE AAX761 - inactive Scotiatrust (Asia) Limited CE ABA815 - inactive Shinhan Asia Limited CE ABC798 - inactive Shinhan Bank CE ABD018 - active Salisbury Securities CE ABH326 - inactive Soen Tak Securities Company Limited CE ABN598 - inactive Star Securities Limited CE ABV683 - inactive SEG International Securities (H.K.) Limited CE ABX651 - inactive Sky Ward Asia Limited CE ABZ855 - inactive Standard Advisory Asia Limited CE ACP087 - inactive Siu On Securities Limited CE ADC035 - active, 4 staff Sino Grade Securities Limited CE ADE715 - active, 10 staff Safe Investment Company Limited CE ADZ985 - inactive Sino e-Trade Securities Limited CE AED132 - inactive Selina & Co. Limited CE AEJ683 - active, 3 staff Abridge Enterprises Company Limited CE AOA508 - active, 4 staff Shenyin Wanguo Brokerage (H.K.) Limited CE AEO759 - inactive Sun Delta Securities Limited CE AFB553 - inactive Stanhill (Hong Kong) Limited CE AFC968 - inactive Shui Cheung Securities Limited CE AFK472 - inactive SINOPIA Asset Management (Asia Pacific) Limited CE AGG043 - inactive Stockwell Online (Securities) Limited CE AHK059 - inactive Sumitomo Mitsui Banking Corporation CE AIU472 - active SJS Markets Limited CE AJE493 - inactive Standard Chartered Bank (Hong Kong) Limited CE AJI614 - active SAGE Capital Limited CE AKI259 - inactive SYZ Asset Management (Asia) Limited CE AKX899 - inactive SBI E2-Capital Partners Limited CE ALG134 - inactive Sunrise Securities Limited CE ALK068 - active, 6 staff Shinko Securities (H.K.) Limited CE ALN955 - inactive Soo Pui Chen Securities Limited CE ALO020 - active, 4 staff Soo Pei Shao & Company Limited CE ALO236 - inactive Sun Capital Securities Limited CE ALT721 - inactive Szehope Securities Company Limited CE ALT809 - active, 3 staff Salisbury Securities Limited CE ALU163 - inactive Securis Capital Limited CE AMB389 - inactive Societe Generale Bank & Trust CE ANF303 - inactive Symphony AMP Limited CE ANP490 - inactive Shinhan Securities Asia Limited CE APF208 - active, 9 staff Susquehanna Financial Group, LLLP CE ARJ898 - inactive Shanghai Commercial & Savings Bank, Ltd., The CE ARW094 - active Susquehanna Financial Group Asia Limited CE ASM436 - inactive SMBC Capital Markets (Asia) Limited CE AVA667 - inactive Springs Capital (Hong Kong) Limited CE AWQ098 - active, 11 staff Frontier Asia Capital Hong Kong Limited CE ARD550 - inactive Adept Capital Partners Advisers Limited CE ANW516 - inactive Stifel Hong Kong Limited CE AXI275 - active, 5 staff Swiss China Capital Limited CE AXI538 - active, 4 staff Select Investment Services Limited CE AXU865 - active, 8 staff Plouton Asset Management Limited CE BQQ761 - active, 4 staff Stobene Partners (Hong Kong) Limited CE AXX973 - inactive Skandinaviska Enskilda Banken AB CE AXY830 - active Scottrade (Hong Kong) Limited CE AYH939 - inactive SK Securities Hong Kong Limited CE AYJ674 - inactive Shanghai Pudong Development Bank Co., Ltd CE AYT305 - active Schroder Adveq Management (Hong Kong) Limited CE BAE354 - inactive Schroder & Co. (Hong Kong) Limited CE BAS656 - inactive StoneX Financial (HK) Limited CE BCQ152 - active, 20 staff R.J. O'Brien & Associates HK Limited CE APA399 - inactive Strait Capital Management (HK) Limited CE BEA932 - active, 2 staff SP Securities Limited CE BGB351 - inactive SBI Securities (Hong Kong) Limited CE BGB729 - active, 7 staff Sapiens Technologies Limited CE BGD869 - inactive Splentide Capital Limited CE BGS817 - active, 12 staff Aisance Asset Management Limited CE AAF157 - active, 3 staff CMB Wing Lung Asset Management Limited CE AYM715 - active, 14 staff EAM Investment Advisors Limited CE ATN679 - active, 3 staff Pinpoint Investment Advisor Limited CE AOD619 - inactive SBI E2-Capital Securities Limited CE BIC854 - active, 4 staff Cepaalliance Asset Management Limited CE BOJ357 - active, 4 staff Interchina Futures Limited CE ABX993 - inactive Summer Capital Management Company Limited CE BIE095 - inactive Yellow River Global Capital Limited CE BGQ937 - active, 2 staff Pacific Eagle Asset Management Limited CE AJJ362 - active, 4 staff ViewFinder Capital Management Company Limited CE BEZ281 - inactive SOLARSTONE CAPITAL LIMITED CE BJG650 - active, 2 staff Zhongcai Securities Limited CE BED053 - active, 4 staff Savills Investment Management (Hong Kong) Limited CE BJI229 - inactive Spring Securities Limited CE BJL236 - active, 4 staff Tap Capital Limited CE BHM585 - active, 2 staff Starlight Securities Limited CE BKU889 - active, 9 staff Starlight Asset Management Limited CE BKU892 - active, 6 staff Patterson Financial Services Limited CE ADU885 - inactive Changfeng Asset Management Limited CE BNH681 - active, 9 staff Starlight Capital Limited CE BOR544 - active, 5 staff Kilmorey Asset Management Limited CE BKD494 - inactive TFI Capital Limited CE BPW736 - active, 31 staff SCK Securities Limited CE BLE878 - inactive Shanggu Securities Limited CE BLG356 - active, 4 staff Synergy Futures Limited CE BMV449 - active, 4 staff Soliton Securities Limited CE BMX492 - active, 4 staff Soliton Capital Management Limited CE BMX491 - active, 3 staff Meiji Yasuda Asia Limited CE AHQ986 - inactive Siegfried Asset Management Limited CE BNI791 - active, 4 staff GIP Partners Limited CE ARG423 - inactive Guo Tong Capital Management Company Limited CE AUP420 - inactive Siguler Guff (Hong Kong) Limited CE BOA238 - active, 3 staff Smart Fullrich Capital Limited CE BOJ437 - active, 2 staff Imperial Capital Limited CE ALS380 - active, 2 staff All View Management Limited CE BEV163 - active, 2 staff Sunny Fortune Capital Limited CE BOS085 - active, 8 staff SINOIF Asset Management Limited CE BOS872 - active, 8 staff Lotus Asset Management Limited CE BNE632 - active, 7 staff Sumitomo Mitsui DS Asset Management (Hong Kong) Limited CE BOT526 - active, 18 staff Mitsubishi UFJ Investment Services (HK) Limited CE APS303 - inactive MacroValue Investors Limited CE AQH758 - active, 3 staff SPIC Asset Management (Hong Kong) Company Limited CE BPQ758 - active, 3 staff YUANYIN ASSET MANAGEMENT LIMITED CE BMJ363 - inactive Shui On Investment Management Limited CE BPS170 - active, 5 staff Iridium Capital Limited CE BEI438 - active, 3 staff Silverlion Securities Limited CE BQB312 - active, 2 staff Silverlion Capital (Hong Kong) Limited CE BQB313 - active, 2 staff VERACITY INVESTMENT CO., LIMITED CE AZY725 - active, 11 staff SBIA (HK) Limited CE BQG460 - inactive Sun Hung Kai Capital Partners Limited CE BQL519 - active, 12 staff SLTM (HK) Limited CE BQP455 - active, 6 staff SYNCICAP Asset Management Limited CE BRG233 - active, 9 staff Micro Connect (H.K.) Investment Management Limited CE BSG035 - active, 5 staff Elements Advisors Limited CE AUV190 - active, 4 staff Star Sky Securities Limited CE BSA416 - active, 7 staff Entropy Asset Management Limited CE BKR346 - active, 2 staff BANDS Capital Management Limited CE BTX368 - active, 6 staff Sauder Global Investment Management Limited CE BSG303 - active, 5 staff SinoPro Securities Limited CE BTT592 - active, 5 staff Shikhara Capital (Hong Kong) Private Limited CE BUQ155 - active, 6 staff Trikon Asset Management Limited CE BML421 - inactive Zaaba Capital Limited CE BGE626 - active, 7 staff Starfish Bay Limited CE BUV952 - active, 3 staff Sun Life Investment Management Asia Limited CE BVC191 - active, 24 staff Genesis Capital Investment (HK) Limited CE BBT713 - active, 2 staff Aesop Asset Management Limited CE BJB903 - active, 2 staff China Everbright Research Limited CE AEH589 - active, 9 staff SC Lowy Securities (HK) Limited CE BVE701 - active, 8 staff Sona Asset Management (HK) Limited CE BVL452 - active, 7 staff Grand Loyal Asset Management Limited CE ARR817 - active, 2 staff Tung Shun & Company CE AAA460 - inactive To Hoi Hung Company CE AAB204 - inactive Tai Yip Stock Company Limited CE AAC867 - active, 2 staff Tai Yip Commodities & Futures Limited CE AAD502 - inactive Tai Chuen Securities Co. CE AAE062 - inactive Tung Tak Securities (HK) Company Limited CE AAE666 - active, 5 staff Tsun Chi Yuen Securities Company Limited CE AAE763 - active, 8 staff Ten & Ten Securities Company CE AAF378 - inactive Teil Stock Investment Company CE AAG720 - inactive Trinity Financial Group Limited CE AAH648 - inactive Toronto-Dominion Bank, The CE AAO318 - active Taifair Securities Limited CE ABD126 - active, 1 staff Taifair Futures Limited CE AGK595 - inactive Tarzan Stock & Shares Limited CE ABH433 - active, 3 staff Tartan Securities (Asia) Limited CE ABP571 - inactive Tachibana Securities (Hong Kong) Limited CE ABZ891 - active, 4 staff Tat Lee Securities Company Limited CE ACI151 - active, 6 staff TD Waterhouse Investor Services (Hong Kong) Inc. CE ADG047 - inactive Tai Fung Securities Limited CE ADR495 - active, 2 staff Tung Wui Securities Company Limited CE ADV679 - active, 2 staff Town Hang Securities Co. Limited CE ADX360 - inactive Tai Fung Kuentai Securities Company Limited CE ADX623 - active, 7 staff Truth Securities Limited CE AEK354 - inactive Tai Ning Stock Company Limited CE AEK991 - inactive Taiwan Business Bank,Ltd. CE AFV299 - inactive Tisco Global Securities Limited CE AGY937 - inactive Tang Kee Securities Limited CE AHK552 - inactive Taipei Fubon Commercial Bank Co., Ltd CE AHS989 - active Taishin International Bank Co. Ltd. CE AJB303 - active Taiwan Cooperative Bank, Ltd. CE AJI884 - inactive Tung Shun Securities Limited CE AKP378 - inactive Trio Equity Derivatives (Hong Kong) Limited CE ALI434 - inactive Tremont Capital Management (Asia) Limited CE AMY188 - inactive Telecom King Securities Limited CE API286 - active, 7 staff Winx International Futures Co., Limited CE AYV774 - active, 7 staff Total Securities (HK) Limited CE ASD316 - inactive Tufton Oceanic Far East Limited CE ATW645 - inactive