Tat Lee Securities Company Limited
達利證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Lee Securities Company Limited (達利證券有限公司), CE reference ACI151. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 6.
Registered address
18/F, President Commercial Centre, 608 Nathan Road, Mongkok
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-15 |
| Type 6 — Advising on corporate finance | present | 2004-11-15 |
| Type 9 — Asset management | present | 2004-11-15 |
Licensed staff (6)
As of
| Name | Activities | Since |
|---|---|---|
| Samuel Tak Sing Chu 朱德勝 | RO 1 | Pre-2003 |
| Wai Hing Kam 金蕙卿 | RO 1 | Pre-2003 |
| Fong Sim Law 羅晃嬋 | Rep 1 | Pre-2003 |
| Wai Yu Leung 梁惠瑜 | Rep 1 | 2009-08 |
| Kim Yin Ma 馬劍賢 | Rep 1 | 2012-06 |
| Siu Lung Tang 鄧兆龍 | Rep 1 | 2006-05 |
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