Shanghai Commercial Bank Trustee Limited
上海商業銀行信託有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanghai Commercial Bank Trustee Limited (上海商業銀行信託有限公司), a Hong Kong-based licensed corporation with CE reference AAL943. Current licensed staff on file: 0 (total recorded over time: 5).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | 2004-10-28 |
| Type 4 - Advising on securities | present | 2012-12-17 |
| Type 6 - Advising on corporate finance | present | 2004-10-28 |
| Type 9 - Asset management | present | 2012-12-17 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David Sek Chi Kwok 郭錫志 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2012-11 |
| Yiu Ki Li 李耀祺 | RO 4, 9 Rep 4, 9 | 2004-11 | 2012-11 |
| Pui Kam Tse 謝培錦 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2009-06 |
| Ka Ho (SFC:AIR766) Ng 吳家豪 | Rep 4, 9 | Pre-2003 | 2012-11 |
| Meimei Sau Mei Wong 黃秀薇 | Rep 4, 9 | Pre-2003 | 2004-03 |
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