Shanghai Commercial Bank Trustee Limited
上海商業銀行信託有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanghai Commercial Bank Trustee Limited (上海商業銀行信託有限公司), a Hong Kong-based licensed corporation with CE reference AAL943. Current licensed staff on file: 0 (total recorded over time: 5).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2004-10-28 |
| Type 4 - Advising on securities | Pre-2003 | 2012-12-17 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-28 |
| Type 9 - Asset management | Pre-2003 | 2012-12-17 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David Sek Chi Kwok 郭錫志 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2012-11 |
| Yiu Ki Li 李耀祺 | RO 4, 9 Rep 4, 9 | 2004-11 | 2012-11 |
| Ka Ho Ng 吳家豪 | Rep 4, 9 | Pre-2003 | 2012-11 |
| Pui Kam Tse 謝培錦 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2009-06 |
| Meimei Sau Mei Wong 黃秀薇 | Rep 4, 9 | Pre-2003 | 2004-03 |
Showing 1–5 of 5