SBI E2-Capital Securities Limited
軟庫金匯證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI E2-Capital Securities Limited (軟庫金匯證券有限公司), CE reference BIC854. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 3.
Registered address
10/F, Winbase Centre, 208 Queen's Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-02-21 | present |
| Type 4 — Advising on securities | 2021-03-15 | present |
| Type 2 — Dealing in futures contracts | 2017-02-21 | 2023-01-10 |
| Type 9 — Asset management | 2021-03-15 | 2023-01-10 |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Kin Fai Wong 王健輝 | RO 1, 4 | 2023-01 |
| Yu Chiu Wong 黃宇超 | RO 1, 4 | 2024-02 |
| King Hean Jonathan Lim 林镜贤 | Rep 1, 4 | 2024-06 |
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