SBI E2-Capital Securities Limited

軟庫金匯證券有限公司

CE No. BIC854 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI E2-Capital Securities Limited (軟庫金匯證券有限公司), a Hong Kong-based licensed corporation with CE reference BIC854. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 15). Earliest licence on file: 2017-02-21.
Category:: Sell side · Brokerage
Registered address:: 10/F, Winbase Centre, 208 Queen's Road Central, Sheung Wan
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2017-02-21	present
Type 4 - Advising on securities	2021-03-15	present
Type 2 - Dealing in futures contracts	2017-02-21	2023-01-10
Type 9 - Asset management	2021-03-15	2023-01-10

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Kin Fai Wong 王健輝	RO 1, 4	2023-01	Present
Yu Chiu Wong 黃宇超	RO 1, 4	2024-02	Present
King Hean Jonathan Lim 林镜贤	Rep 1, 4	2024-06	Present
Kin Hang Chow 周健恆	Rep 1, 4	2026-05	2026-07
Yu Huang 黃宇	RO 1, 2, 4 Rep 1, 2	2018-09	2023-12
Kennedy Kin Tak Tsang 曾建德	RO 1, 4, 9 Rep 1	2021-03	2023-05
Tai Che Lau 劉大志	Rep 1	2017-11	2023-01
Ying Cheuk Kwok 郭英卓	RO 1, 2, 4, 9	2017-02	2022-11
Friedman Owen Kwok 郭傲雲	Rep 1, 2, 4, 9	2020-10	2022-09
Koon Ping Wan 溫官平	Rep 1, 2	2017-11	2022-07
Chun Wai Lee 李俊葦	RO 1, 2 Rep 1, 2	2018-03	2020-07
Mary Pak Ka Wong 王柏嘉	Rep 1	2018-06	2018-11
Nga Kwan Lai 賴雅君	Rep 1, 2	2017-04	2018-08
Kevin Kai Wing Lam 林繼榮	RO 1, 2	2017-02	2018-07
Kwok Hay Chan 陳國禧	RO 1, 2 Rep 1, 2	2017-08	2018-04