SBI E2-Capital Partners Limited

軟庫金滙合伙有限公司
CE No. ALG134 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI E2-Capital Partners Limited (軟庫金滙合伙有限公司), a Hong Kong-based licensed corporation with CE reference ALG134. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2005-01-21.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2005-01-21 2007-12-18
Type 6 - Advising on corporate finance 2005-01-21 2008-09-01

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (14)

Active on date
Name Activities First licensed To
Yan Lun Au-Yeung 歐陽欣麟 Rep 6 2007-10 2008-09
Simon Roderick Harding RO 1, 6 2005-01 2008-09
Pak Kin Koo 古栢堅 RO 1, 6 Rep 1, 6 2007-02 2008-09
Wai Kay Cheung 張偉奇 Rep 6 2005-01 2008-02
Yat Ming Lee 李日明 RO 1, 6 2005-01 2007-12
Raymond So 蘇利民 Rep 6 2007-10 2007-11
Alan Kin Shing Li 李建承 Rep 6 2007-01 2007-09
Deng Charng Lee 李燈場 RO 1, 6 2005-01 2007-08
Lai Yue Wong 黃麗洳 Rep 1, 6 2005-11 2007-08
Laurence Yegene Ip 葉奕雋 Rep 1, 6 2006-09 2007-08
Yui Wah Wong 黃銳華 Rep 1, 6 2006-08 2007-06
Shirley Suet Yee Chan 陳雪怡 Rep 6 2005-01 2006-08
Gaston Sung Him Lam 林崇謙 Rep 1, 6 2005-06 2006-08
Ka Chung Chan 陳嘉忠 RO 6 2005-01 2006-07
Showing 1–14 of 14

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