Tai Yip Stock Company Limited

大業證券有限公司

CE No. AAC867 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yip Stock Company Limited (大業證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC867. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 13).

Registered address

304-7 China Insurance Group Building, 141 Des Voeux Road Central, Central

Licence history

Activity	From	To
Type 1 - Dealing in securities	present	present
Type 4 - Advising on securities	present	2004-11-18
Type 6 - Advising on corporate finance	present	2004-11-18
Type 9 - Asset management	present	2004-11-18

Licensed staff (all-time) (13)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Harry Lai Wai Ip 葉黎偉	RO 1, 4, 6, 9	Pre-2003	Present
Lai Tak Ip 葉黎達	RO 1, 4, 6, 9	Pre-2003	2024-12
Raymond Lai Kar Yip 葉黎家	RO 1, 4, 6, 9	Pre-2003	Present
Sau Ying Chan 陳秀英	Rep 1, 4, 6, 9	Pre-2003	2017-10
Wendy Chiu Yue Chan 陳昭豫	Rep 1, 4, 6, 9	Pre-2003	2003-07
Trevor Wai Kit Cheng 鄭衛傑	Rep 1, 4, 6, 9	Pre-2003	2024-06
Kow Ip 葉球	Rep 1, 4, 6, 9	Pre-2003	2024-12
Woon Lam Kwan 關煥霖	Rep 1, 4, 6, 9	Pre-2003	2016-04
Wilson Lam 林偉信	Rep 1, 4, 6, 9	Pre-2003	2012-03
Abby Suet Fong Law 羅雪芳	Rep 1, 4, 6, 9	Pre-2003	2024-12
Chun Man (SFC:AAY758) Law 羅俊文	Rep 1, 4, 6, 9	Pre-2003	2003-06
Rinson Yu Lung Wong 王裕龍	Rep 1, 4, 6, 9	Pre-2003	2024-12
Kar Fai Yeung 楊家輝	Rep 1, 4, 6, 9	Pre-2003	2024-12