Swiss China Capital Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swiss China Capital Limited, a Hong Kong-based licensed corporation with CE reference AXI538. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 16). Earliest licence on file: 2011-09-14.
- Category:
-
Buyside · Asset management ?
- Registered address:
- Room H, Suite 2006, AIA Kowloon Tower, Landmark East, No. 100 How Ming Street, Kwun Tong
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2011-09-14 | present |
| Type 9 - Asset management | 2011-09-14 | present |
| Type 1 - Dealing in securities | 2011-09-14 | 2019-07-26 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Laurent Bernard Kretz | RO 1, 4, 9 | 2011-09 | Present |
| Philippe Olivier Kretz | RO 1, 4, 9 | 2011-09 | Present |
| Julian Gregory Laurin | RO 4, 9 Rep 1, 4, 9 | 2015-04 | Present |
| Chun Yu Leung 梁鎮宇 | Rep 4, 9 | 2022-12 | Present |
| Ni Wang 王霓 | Rep 1, 4, 9 | 2017-08 | 2022-10 |
| Shen Chen 陳深 | Rep 4 | 2020-12 | 2022-10 |
| Xin Qiu 丘欣 | Rep 1, 4 | 2019-01 | 2020-11 |
| Yucai Li 李宇才 | Rep 1, 4, 9 | 2017-08 | 2019-07 |
| Fabien Angelo Steiner | Rep 1, 4 | 2019-04 | 2019-06 |
| Esther Wai Ping Wong 黃慧萍 | Rep 1, 4 | 2018-01 | 2019-06 |
| Jiahua Chen 陳家驊 | Rep 1, 4 | 2015-09 | 2019-05 |
| Gregor Abraham Conrad | Rep 1, 4, 9 | 2015-03 | 2018-07 |
| Mi Zhou 周蜜 | Rep 1, 4, 9 | 2015-03 | 2018-07 |
| Nan Xia 夏楠 | Rep 1, 4, 9 | 2018-01 | 2018-01 |
| Pei-Hsuan Huang 黃沛璿 | Rep 1, 4, 9 | 2017-08 | 2017-10 |
| Xiaoyuan Wo 沃小園 | Rep 1, 4, 9 | 2015-04 | 2017-04 |
Showing 1–16 of 16
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