S W Woo And Company Limited

榮興證券有限公司

CE No. AAW287 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for S W Woo And Company Limited (榮興證券有限公司), a Hong Kong-based licensed corporation with CE reference AAW287. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 6).

Registered address

1803 Yue Shing Commercial Building, 15 Queen Victoria Street, Central

Licence history

Activity	From	To
Type 1 - Dealing in securities	present	present
Type 4 - Advising on securities	present	2004-10-11
Type 6 - Advising on corporate finance	present	2004-10-11
Type 9 - Asset management	present	2004-10-11

Licensed staff (all-time) (6)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Sau Wing Woo 胡壽榮	RO 1, 4, 6, 9	Pre-2003	Present
Anissa Sau Wei Woo Chang 胡張秀慧	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Yuen Yee Woo Chow 胡周婉儀	RO 1, 4, 6, 9	Pre-2003	2023-05
Lily Kam Fong Mok 莫錦芳	Rep 1, 4, 6, 9	Pre-2003	Present
Shau King Wong 黃秀琼	Rep 1, 4, 6, 9	Pre-2003	Present
Woon Ping Woo 胡煥屏	Rep 1, 4, 6, 9	Pre-2003	Present