Rostrum Grand Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rostrum Grand Limited, a Hong Kong-based licensed corporation with CE reference BLH635. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 7). Earliest licence on file: 2017-12-12.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit 1601-02, Universal Trade Centre, 3 Arbuthnot Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-06-24 | present |
| Type 4 - Advising on securities | 2017-12-12 | present |
| Type 9 - Asset management | 2022-02-23 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sreejesh Rajan | RO 1, 4 | 2017-12 | Present |
| Sankalp Gupta | RO 1, 4, 9 | 2017-12 | Present |
| Dinesh Kangya | RO 9 Rep 4, 9 | 2022-07 | Present |
| Patricia Anna Pyttlik | RO 9 Rep 1, 4 | 2021-03 | Present |
| Joshua Ming Yin Ngan 顏銘然 | Rep 1 | 2025-10 | 2026-05 |
| Wen-Chi Su 蘇玟綺 | Rep 1, 4, 9 | 2024-05 | 2024-06 |
| Xueying Shi 史雪莹 | Rep 4 | 2020-06 | 2022-02 |
Showing 1–7 of 7
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