StoneX Financial (HK) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for StoneX Financial (HK) Limited, a Hong Kong-based licensed corporation with CE reference BCQ152. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts. Current licensed staff on file: 21 (total recorded over time: 35). Earliest licence on file: 2014-07-03.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit 901, 9/F, 100 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2023-03-24 | present |
| Type 2 - Dealing in futures contracts | 2014-07-03 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (35)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ching Hsuan Chu 朱靜萱 | RO 1 Rep 1 | 2024-10 | Present |
| Jing Feng 馮晶 | RO 1, 2 | 2014-07 | Present |
| Songbo Huang 黃松博 | RO 1, 2 Rep 2 | 2015-05 | Present |
| Alie Chandrawati | Rep 2 | 2026-01 | Present |
| Kai Tai Cheung 張啟泰 | Rep 1, 2 | 2026-07 | Present |
| Chun Cheung Ip 葉春祥 | Rep 2 | 2025-12 | Present |
| Robin Kok Yeong Khoo 邱囯雄 | Rep 2 | 2025-12 | Present |
| Lian Tuck Lee 李联达 | Rep 2 | 2020-08 | Present |
| Mickey Wing Tak Lee 李永德 | Rep 2 | 2026-01 | Present |
| Siu Hang Lee 李肇恆 | Rep 1, 2 | 2026-03 | Present |
| Hong Ang Lim 林宏安 | Rep 2 | 2025-12 | Present |
| Jiaying Ni 倪佳盈 | Rep 2 | 2026-05 | Present |
| Yingzhu Pan 潘盈竹 | Rep 1 | 2025-04 | Present |
| Kui Chi She 佘鉅智 | Rep 2 | 2026-01 | Present |
| Yee Fei Tan | Rep 1, 2 | 2025-12 | Present |
| Shi Min Tay 郑诗敏 | Rep 2 | 2026-01 | Present |
| Nigel Owen Watts | Rep 1 | 2025-04 | Present |
| Ka Lok Kellogg Wong 黃嘉樂 | Rep 1, 2 | 2026-08 | Present |
| Wen Ting Yiong | Rep 1, 2 | 2025-11 | Present |
| Tae Jin Youn 尹泰趁 | Rep 2 | 2025-12 | Present |
| Zhi Zhuang 庄智 | Rep 2 | 2026-01 | Present |
| Wilson Tan | Rep 2 | 2026-01 | 2026-08 |
| Jiyoung Jung | Rep 2 | 2025-12 | 2026-06 |
| Roger Lee Shaffer Jr | Rep 1, 2 | 2026-04 | 2026-05 |
| Phyllis Hwee Hoon Sim 沈慧雯 | Rep 1, 2 | 2024-11 | 2025-08 |
| Sang Jin Hong 洪祥鎮 | RO 1 | 2023-03 | 2025-08 |
| Frank Wang Fung Ip 葉泓楓 | Rep 1 | 2023-12 | 2025-08 |
| Chul Young Jeon 全哲佞 | Rep 2 | 2025-02 | 2025-06 |
| Sai Ho Ho 何世豪 | RO 2 Rep 2 | 2018-08 | 2022-12 |
| Sun Hei Cheung 張晨熙 | RO 2 Rep 2 | 2016-03 | 2018-06 |
| Hop Mo Chan 陳合武 | RO 2 Rep 2 | 2015-02 | 2016-02 |
| Peter William Rizzo | RO 2 | 2014-07 | 2015-12 |
| Frederick Russel Demler | RO 2 | 2014-07 | 2015-06 |
| Lizhi Long 龍麗質 | Rep 2 | 2014-07 | 2015-03 |
| Qin Zheng 鄭沁 | Rep 2 | 2014-07 | 2015-02 |
Showing 1–35 of 35
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Guotai Junan Securities (Hong Kong) Limited
CE ABY236 - 382 staff - 2 shared activity types - 國泰君安證券(香港)有限公司
Morgan Stanley Hong Kong Securities Limited
CE AAD401 - 379 staff - 2 shared activity types