Trinity Financial Group Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trinity Financial Group Limited ( ), a Hong Kong-based licensed corporation with CE reference AAH648. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2016-02-16.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-02-16 | 2020-02-04 |
| Type 4 — Advising on securities | present | 2004-02-04 |
| Type 6 — Advising on corporate finance | present | 2004-02-04 |
| Type 9 — Asset management | present | 2004-02-04 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yoon Hoong Cheang 鄭潤洪 | RO 4, 6, 9 | 2003-10 | 2004-02 |
| William Keith Jacobsen 葉偉其 | RO 1 | 2016-02 | 2019-10 |
| Chiu Yee Li 李昭儀 | RO 1 | 2019-01 | 2019-02 |
| Joanne Chiu Yan Pong 龐朝恩 | RO 1 | 2016-02 | 2019-10 |
| Raymond Pak Ho Poon 潘栢豪 | RO 1 | 2019-01 | 2019-10 |
| David Ralph Walton Masters | RO 4, 6, 9 | Pre-2003 | 2003-04 |
| Kai Fung (SFC:BHW683) Ng 吳啟峯 | Rep 1 | 2016-09 | 2018-07 |
| Yayu Wang 王亞瑜 | Rep 1 | 2016-09 | 2019-10 |
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