Tai Ning Stock Company Limited
大寧證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Ning Stock Company Limited (大寧證券有限公司), a Hong Kong-based licensed corporation with CE reference AEK991. Current licensed staff on file: 0 (total recorded over time: 7).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2026-03-04 |
| Type 4 - Advising on securities | Pre-2003 | 2003-10-28 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-28 |
| Type 9 - Asset management | Pre-2003 | 2003-10-28 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kam Tui Yuen 袁錦堆 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2026-03 |
| Wai Ying Kam Lau 甘劉惠英 | RO 1, 4, 6, 9 | Pre-2003 | 2025-07 |
| Windy Wing Yan Chiu 趙詠茵 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2025-02 |
| Suet Ming Lai 黎雪明 | Rep 1, 4, 6, 9 | Pre-2003 | 2025-02 |
| Lau Kun Yip 葉柳勤 | Rep 1, 4, 6, 9 | Pre-2003 | 2025-02 |
| Kwong Ning Kam 甘廣寧 | RO 1, 4, 6, 9 | Pre-2003 | 2018-08 |
| Vandy Kam Oi Ma 馬金愛 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-02 |
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