Hong Kong SFC Licensed Firms Directory

TONGYANG Securities Hong Kong Limited CE AUF132 - active Taiwan Shin Kong Commercial Bank Co., Ltd. CE AVA162 - active Tenacity Partners Limited CE AVH224 - active TransPacific Group (Asia) Limited CE AWV018 - active, 6 staff TPG Capital, Limited CE AXV627 - active, 26 staff NewQuest Capital Advisors (HK) Limited CE AYP320 - active Two Sigma Asia Pacific, Limited CE BBA279 - active, 3 staff TradeMaster Securities (Hong Kong) Limited CE BHJ844 - active, 11 staff TTB Partners Limited CE BJE870 - active, 4 staff IP Investment Management (HK) Limited CE BCY137 - active, 6 staff TD Ameritrade Hong Kong Limited CE BJO462 - active Tiger Brokers (HK) Global Limited CE BMU940 - active, 39 staff YAX (Hong Kong) Limited CE BUT913 - active, 7 staff Topmore Commodities Limited CE AEM109 - active Unicorn Securities Company Limited CE ACD947 - active, 9 staff Valuable Asset Management Limited CE BOG117 - active, 12 staff WRise Prestige Asset Management Limited CE BSJ232 - active, 71 staff TSSP Hong Kong (A) Limited CE BON951 - active, 4 staff Thornburg Investment Management (Asia) Limited CE BPQ208 - active, 3 staff TradeGo Markets Limited CE BRO637 - active, 10 staff Toscafund HK Limited CE BRP874 - active, 8 staff M Science Hong Kong Limited CE BOT999 - active, 9 staff MCG Management Limited CE BCQ539 - active, 4 staff Panoptic Europe Limited CE BET503 - active Trend Up Investment (HK) Limited CE BTV513 - active, 14 staff Renascence Capital Limited CE BPN576 - active Legends Asset Management Limited CE AVF566 - active, 2 staff HGNH International Asset Management Co., Limited CE AXY831 - active, 16 staff Ti-Capital (HK) Asset Management Limited CE BUK423 - active, 2 staff Tikehau Capital Hong Kong Limited CE BUP803 - active, 4 staff Top One Global Capital Management Limited CE BUX664 - active, 11 staff Tianfu International Securities Group Company Limited CE BVD261 - active, 2 staff Trade Rise Limited CE BVH398 - active, 4 staff AIM Capital Consortium Limited CE BPK491 - active, 3 staff Times Capital Limited CE BVH430 - active, 3 staff Tenbase Securities Limited CE BVZ582 - active, 8 staff Ten Asset Management Limited CE BPL879 - active, 10 staff Prestige Asset Management Limited CE BHS708 - active TS Capital Partners (Hong Kong) Limited CE BWG267 - active, 2 staff Tower Capital Asia (HK) Limited CE BWH487 - active, 2 staff United World Securities (International) Limited CE AAI796 - active UOB Finance (HK) Limited CE AAI872 - active UniCredit Bank GmbH CE AAK827 - active United Overseas Bank Limited CE AAK840 - active UFJ Bank Limited CE AAL837 - active UFJ Investments Asia Limited CE AAO234 - active Uni-Crown Investment Limited CE AAV354 - active Union Securities Co CE ABT150 - active Union Bancaire Privee, UBP SA CE ABZ544 - active UBS AG CE AEP554 - active United Commerical Bank CE AEQ533 - active Uni-Alpha Securities Limited CE AFQ025 - active UOB Kay Hian Asia Limited CE AFR584 - active United World Online Limited CE ALB935 - active UBS International Hong Kong Limited CE ALO263 - active Union Securities Limited CE ALS493 - active Up Way Securities Limited CE BQF903 - active UTR8 Hong Kong Limited CE BUG395 - active, 3 staff Victorfield Securities Limited CE ABW751 - active Victory Enterprises (Investment) Limited CE ADW502 - active Virtu ITG Hong Kong Limited CE AHD810 - active, 9 staff Vinco Financial Limited CE ATY279 - active, 4 staff VTB Capital Plc CE ATY899 - active Viking Global Hong Kong Limited CE AVQ325 - active, 2 staff Volant Trading Hong Kong Limited CE AWS389 - active Volant Trading Asia Limited CE AWS404 - active Value Partners Technology Systems Limited CE BAW926 - active Venture Smart Asia Limited CE BCO369 - active, 9 staff CAM Wealth Management Company Limited CE AAJ999 - active, 3 staff Peace Town Futures Limited CE AAV551 - active Zhongrong PT Finance Limited CE ABF264 - active Bright Smart Asset Management Limited CE AYJ355 - active, 8 staff VSFG Asset Management Limited CE BRQ554 - active, 9 staff Softech Investment Management Company Limited CE AFT391 - active, 4 staff Varde Partners Hong Kong Limited CE BHS229 - active Vontobel Limited CE BIZ163 - active Velotrade Management Limited CE BJL007 - active Value Connect Limited CE BJM107 - active VCP Advisors (HK) Limited CE BOK076 - active VicAsset Advisors HK Limited CE BQT746 - active Vista Equity Partners Management (Hong Kong) Limited CE BRT511 - active, 5 staff Vesttoo Hong Kong Limited CE BSV533 - active VCA Capital Limited CE BTD990 - active, 2 staff Wyndham Capital Management Limited CE BIC600 - active, 2 staff Victory Fintech Company Limited CE BTF116 - active, 4 staff VisionStone Investment Management (Hong Kong) Co., Limited CE BTV856 - active, 3 staff Verition Advisors (Hong Kong) Limited CE BUH940 - active, 34 staff Privium Fund Management (HK) Limited CE BGR298 - active, 7 staff Capstone Investment Advisors (HK) Limited CE BRY492 - active Athos Capital Limited CE AYT237 - active, 12 staff Senrigan Capital Group Limited CE ATI601 - active True Partner Advisor Hong Kong Limited CE AVJ699 - active, 4 staff Westpac Banking Corporation CE AAA778 - active Winning & Company CE AAB463 - active Winfull Securities Limited CE AAB709 - active, 13 staff Wing Fat Securities Limited CE AAB885 - active WestLB Securities Pacific Limited CE AAG154 - active Wonder Face Fund Management Company Limited CE AAG754 - active, 4 staff Worldsec International Limited CE AAW904 - active Wing Yee Company CE ABF924 - active Wellfull Securities Company Limited CE ABH544 - active, 12 staff Wing Yip Company Limited CE ABX868 - active Wing Sang Securities Company Limited CE ABV490 - active Wo Fung Securities Company Limited CE ACS876 - active, 9 staff Wisetrade Securities Limited CE ACT271 - active, 1 staff Wader Securities Company Limited CE ADB049 - active, 3 staff Wilby Securities Limited CE ADS534 - active Wharton Investment Advisors Limited CE ADW473 - active Walco Securities Limited CE AEB994 - active Wai Fat Securities Limited CE AEC778 - active Wai Man Stock & Shares Company Limited CE AEL412 - active, 2 staff Winsome Stock Company Limited CE AEN177 - active, 4 staff Win Successful Securities Limited CE AEU916 - active Wachovia Bank, National Association (merged into Wells Fargo Bank (AGR456) in 3/2010) CE AEX067 - active WorldVest Capital Limited CE AFB493 - active Wang On Securities Limited CE AFC979 - active, 6 staff Wah Sang Securities Limited CE AFR395 - active, 1 staff Williams Securities Limited CE AFZ376 - active Wells Fargo Bank, National Association CE AGR456 - active Worldtop Securities Limited CE AHB517 - active Wing Tak Securities Limited CE AIB069 - active Winland Wealth Management Limited CE AIH361 - active, 11 staff Winning Securities Company Limited CE ALQ404 - active Woori Global Markets Asia Limited CE AOE788 - active Waterland Securities (HK) Company Limited CE ARV994 - active Winton Capital Asia Limited CE ASS608 - active, 3 staff Winco Securities Company Limited CE AUG476 - active, 3 staff Willis Towers Watson Securities (Hong Kong) Limited CE BED830 - active Welkin Capital Management (Asia) Limited CE BGH772 - active, 4 staff Ahead Asset Management Limited CE BSF946 - active, 3 staff Wingate Asset Management Limited CE BHD398 - active, 2 staff Wisdom Asset Management Limited CE BJC758 - active, 82 staff Zeta Capital (H.K.) Limited CE BGP562 - active, 7 staff Paragon Capital Management (HK) Private Limited CE BUX642 - active, 5 staff Wells Global Asset Management Limited CE BSI009 - active, 2 staff Win Harvest Asset Management Limited CE BFW675 - active WE Securities Limited CE BMQ962 - active, 3 staff Haitong Futures Hong Kong Limited CE BHD675 - active WE Asset Management Limited CE BKF788 - active, 4 staff WeShare Securities Limited CE BNC862 - active, 3 staff WeShare Asset Management Limited CE BMR592 - active, 5 staff Welab Bank Limited CE BOJ558 - active Win Win Asset Management (HK) Limited CE BOL522 - active, 4 staff 3V Capital Limited CE ALZ487 - active Wings Securities Limited CE BOU754 - active, 2 staff Warburg Pincus (Hong Kong) Limited CE BPE162 - active, 7 staff Winner Zone Asset Management Limited CE BRO369 - active, 34 staff HeungKong Capital Limited CE BJH993 - active Winro Management Limited CE BRV411 - active, 5 staff Wealth Harbour Investment & Management Co., Limited CE BRY475 - active, 5 staff KEC Capital Company Limited CE AVO785 - active, 4 staff Webot Securities Limited CE BSQ658 - active, 3 staff Zhongcai Asset Management Limited CE BBK284 - active, 7 staff Funde Investment Management Limited CE AOR747 - active, 2 staff WALDEN PARTNERS CAPITAL LIMITED CE BSZ140 - active, 2 staff Wicens International Securities Limited CE BVH151 - active, 2 staff Global CTA Services Investment (HK) Limited CE ARP905 - active Xeram and Company (Asia) Limited CE AFP819 - active Xin Tian Dou Asset Management Ltd CE BNA749 - active XCap Partners Limited CE BOP567 - active, 9 staff XTransfer Financial Services (HK) Limited CE BRQ300 - active, 4 staff Pine Star Asset Management Limited CE BBF537 - active, 2 staff Sino-Ocean Investment Management Limited CE BPC398 - active, 4 staff XinXi Asset Management (Hong Kong) Limited CE BWE918 - active, 7 staff Ying Kit Stock Company CE AAD422 - active Y. S. Law & Co. CE AAE263 - active Yu On Securities Company Limited CE AAH363 - active Yee Fat Securities Company Limited CE ABI117 - active Yue Shing Securities Company Limited CE ABL839 - active YUEXING SECURITIES COMPANY LIMITED CE ABN094 - active, 10 staff Yardley Securities Limited CE ACA858 - active Yan Yan Investment Limited CE ACA935 - active Yick Fung Securities & Investment Co. Limited CE AHC628 - active Yuki Asia Investments Co., Limited CE AWI759 - active Yue Kun Research Limited CE BBP186 - active, 4 staff Yinhua International Capital Management Limited CE BDO590 - active, 2 staff Fore Asia, Limited CE AJJ496 - active Aliantis Capital Limited CE APB096 - active Yango International Financial Holdings Limited CE BHN745 - active, 2 staff China Everbright Forex Limited CE AGV340 - active Yew Tree Limited CE BHQ297 - active Yubo Securities Limited CE BIC697 - active, 5 staff YG International Partners Limited CE BLH459 - active YH Securities (Hong Kong) Limited CE BMC886 - active Yaw Kai Financial Group Limited CE BNI747 - active, 3 staff Honor Asset Management Limited CE BGQ051 - active Yonghe Securities (Hong Kong) Limited CE BOH689 - active YuFeng Capital Limited CE BUE505 - active, 5 staff APlus Partners Asset Management Limited CE BND311 - active Gold Dragon Worldwide Asset Management Limited CE BJU614 - active Oneday Asset Management Limited CE BDP238 - active Amoeba Capital Advisors Limited CE BPY299 - active, 4 staff HX Innovation Capital Management Co. Limited CE BGL022 - active HT Capital Management Limited CE AEA446 - active China Metamorphosis Investment Limited CE BFS838 - active High Nine Asset Management Limited CE BEW823 - active Yino Asset Management Limited CE BUX837 - active, 5 staff Tribridge Investment Partners Limited CE AFI789 - active Xin Tian Fund Management Company Limited CE BAZ744 - active Fenex Capital Management Limited CE BCW555 - active Vered Asset Management Limited CE BLJ905 - active, 4 staff Sigma Management Limited CE BLT507 - active, 1 staff Wealthy Global Financial Asset Management Limited CE BIG473 - active Ziar & Company CE AAE350 - active Zurich Capital Markets Hong Kong Limited CE AHN477 - active ZBI Asia Limited CE AUH607 - active Zheshang International Financial Holdings Co., Limited CE BGD825 - active, 53 staff Guolian Securities International Capital Market Co., Limited CE BQU633 - active, 10 staff ZACD Financial Group Limited CE BHZ446 - active Zinvest Global Limited CE BJJ179 - active, 6 staff Zinvest Capital Management Limited CE BIC649 - active, 4 staff ZJKF Securities Investment (Hong Kong) Limited CE BOH234 - active ZA Bank Limited CE BOJ557 - active Zeus Securities (Hong Kong) Limited CE BVF580 - active, 2 staff 3 Capital Partners Limited CE BHP587 - active, 6 staff ASG Futures Limited CE ACY753 - active Barclays Capital Futures Hong Kong Limited CE ABN803 - active BANDS Financial Limited CE BFW669 - active, 16 staff Jefferies Bache (Hong Kong) Limited CE ABX154 - active Sucden Financial Limited CE AQD035 - active Forshine Asset Management Limited CE BIB570 - active, 5 staff Challenge Commodities Limited CE ABU346 - active China Nonferrous Metals Futures Company Limited CE ACI681 - active CMB International Insurance Consultancy Co., Limited CE AVX028 - active Charleswin Bullion Limited CE AXS019 - active, 4 staff Central China Asset Management Company Limited CE BHI931 - active, 2 staff Dashin Commodities Limited CE AEF424 - active Dayou Futures (HK) Company Limited CE BHF476 - active DA YUE Financial Group Limited CE BQE859 - active, 4 staff Zhongfu International Futures Co., Limited CE BPQ160 - active, 3 staff Grand International Futures Co., Limited CE BJQ086 - active, 3 staff Zheng Da International Financial Holding Limited CE BOP620 - active, 5 staff Easy Trading Online Limited CE BWD171 - active, 2 staff Hong Kong ChengShan Asset Management Limited CE BVF986 - active, 2 staff GBS International Financial Limited CE ASP973 - active Hantec Futures Limited CE ARV980 - active, 21 staff Hantec Wealth Management Company Limited CE BSF395 - active, 20 staff Huaxin Futures Limited CE BFX384 - active ITF Holdings Co., Limited CE BID804 - active Innovax Futures Limited CE BNS087 - active J.P. Morgan Futures Hong Kong Limited CE ACT630 - active Jintian International Financial Services Limited CE BLO133 - active King Fook Commodities Company Limited CE AAG370 - active Lehman Brothers Futures Asia Limited CE ACN180 - active Luk Fook Futures (HK) Limited CE AXW976 - active, 50 staff Luk Fook Asset Management (HK) Limited CE BAE825 - active, 12 staff Shun Loong Forex Company Limited CE ACJ247 - active Lion Futures Limited CE BID234 - active Luzheng International Futures Limited CE BNU946 - active Minmetals Financial Services Limited CE BMV692 - active, 9 staff