Sumitomo Mitsui Asset Management (Hong Kong) Limited
三井住友投資管理(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui Asset Management (Hong Kong) Limited (三井住友投資管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAK014. Current licensed staff on file: 0 (total recorded over time: 42). Earliest licence on file: 2016-12-19.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-12-19 | 2019-09-30 |
| Type 4 - Advising on securities | Pre-2003 | 2019-09-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-21 |
| Type 9 - Asset management | Pre-2003 | 2019-09-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (42)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tsz Ho Chan 陳梓豪 | Rep 4, 9 | 2015-06 | 2019-09 |
| Kwok Fai Chau 周國輝 | RO 9 Rep 9 | 2017-07 | 2019-09 |
| Qun Du 杜群 | Rep 4, 9 | 2011-07 | 2019-09 |
| Kenji Hashizume 橋爪謙治 | RO 1, 4, 9 Rep 4, 9 | 2007-07 | 2019-09 |
| Tushar Jain | Rep 4, 9 | 2009-01 | 2019-09 |
| Sang Hyun Kim | Rep 4, 9 | 2007-06 | 2019-09 |
| Mohd Najman Bin Md Isa | Rep 4, 9 | 2018-04 | 2019-09 |
| Toshiyuki Murai | RO 1, 4, 9 Rep 4, 9 | 2009-05 | 2019-09 |
| Yangyang Pan 潘揚洋 | Rep 4 | 2019-07 | 2019-09 |
| Junichi Sakaguchi 坂口淳一 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-09 | 2019-09 |
| Tetsuji Sano 佐野鉄司 | Rep 4 | 2017-07 | 2019-09 |
| Tetsuya Shimode 下出哲也 | RO 1, 4, 9 | 2014-01 | 2019-09 |
| Jieyi Sun 孫洁怡 | Rep 4, 9 | 2016-05 | 2019-09 |
| Chi Tat Tang 鄧志達 | Rep 4, 9 | 2009-12 | 2019-09 |
| Bou-Li Wang 王博立 | Rep 4, 9 | 2008-05 | 2019-09 |
| Kok Wei Yap 叶国威 | Rep 4, 9 | 2012-06 | 2019-09 |
| Lin Ye 葉林 | Rep 4, 9 | 2016-04 | 2019-09 |
| Yiu Hei Boris Yu 余曜希 | Rep 4, 9 | 2018-04 | 2019-09 |
| Shinichi Takaya 鷹谷真一 | Rep 1, 4 | 2017-07 | 2019-09 |
| Zheyu Xi 奚哲漁 | Rep 4, 9 | 2016-03 | 2019-06 |
| Haojie Yang 楊豪杰 | Rep 4, 9 | 2015-09 | 2017-08 |
| Jin Yu 于進 | Rep 4, 9 | 2013-10 | 2015-12 |
| Bin Hu 胡彬 | Rep 4, 9 | 2008-11 | 2015-11 |
| Joe Chun Sing Wong 黃駿聲 | Rep 4, 9 | 2007-08 | 2015-08 |
| Katsunosuke Ozawa 小澤克之助 | RO 4, 9 | 2010-10 | 2014-04 |
| Hideshige Watanabe 渡邊英茂 | RO 4, 9 | 2007-05 | 2013-10 |
| Xiaoyu Yang 楊曉煜 | Rep 4, 9 | 2010-07 | 2013-07 |
| Mun Kit Se Tho 司徒敏洁 | Rep 4, 9 | 2011-01 | 2012-09 |
| Lina Poh Imm Lim 林寶音 | RO 4, 9 Rep 4, 9 | 2008-07 | 2011-11 |
| Yu Shu 周遊 | Rep 4, 9 | 2007-07 | 2011-03 |
| Reiji Takamori | RO 4, 9 | 2008-03 | 2010-12 |
| Chi Ching Lau 劉智菁 | Rep 4, 9 | 2008-07 | 2010-08 |
| Ji Chen 陳濟 | RO 4, 9 Rep 4, 9 | 2008-09 | 2010-06 |
| Willie Wan Lerd Wu 胡允畧 | Rep 4, 9 | 2008-07 | 2010-05 |
| Vicknesan Balakrishnan | Rep 4, 9 | 2008-08 | 2009-05 |
| Siong Khim Chua 蔡尚琴 | Rep 4, 9 | 2005-09 | 2008-05 |
| Jiro Kato 加藤二朗 | RO 4, 9 | 2003-06 | 2008-04 |
| Wang Chow 周泓 | Rep 4, 9 | 2006-08 | 2007-06 |
| Kenji Isomoto 磯本憲司 | RO 4, 9 | 2004-07 | 2007-04 |
| Tsuyoshi Shiba 司馬毅 | Rep 4, 9 | 2006-11 | 2007-03 |
| Yoshiyuki Omura 大村良幸 | Rep 4, 6, 9 | Pre-2003 | 2006-03 |
| Tadatoshi Komuro 小室忠俊 | RO 4, 9 | Pre-2003 | 2003-07 |
Showing 1–42 of 42