Sorrento Securities Limited
擎天證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sorrento Securities Limited (擎天證券有限公司), CE reference BHG995. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 7.
Registered address
Room 1208, 12/F, Wing On Centre, 111 Connaught Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-07-13 | present |
| Type 4 — Advising on securities | 2017-09-12 | present |
Licensed staff (7)
As of
| Name | Activities | Since |
|---|---|---|
| Wing Yiu Cheung 張永堯 | RO 1, 4 | 2019-01 |
| Tik On Lam 林迪安 | RO 1, 4 | 2022-06 |
| Hung Tat Chan 陳雄達 | Rep 1 | 2018-09 |
| Wing Yuen Chan 陳永源 | Rep 1 | 2018-09 |
| Yuk Lan Chau 鄒玉蘭 | Rep 1 | 2016-10 |
| Cheuk Fai Poon 潘卓輝 | Rep 1 | 2019-07 |
| Yan Nga Tsui 徐欣雅 | Rep 1 | 2021-03 |
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