Sorrento Securities Limited
擎天證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sorrento Securities Limited (擎天證券有限公司), a Hong Kong-based licensed corporation with CE reference BHG995. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 7 (total recorded over time: 22). Earliest licence on file: 2016-07-13.
Registered address
Room 1208, 12/F, Wing On Centre, 111 Connaught Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-07-13 | present |
| Type 4 - Advising on securities | 2017-09-12 | present |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jacky Yu Kit Chan 陳宇傑 | RO 1 | 2017-09 | 2018-09 |
| Wing Yiu Cheung 張永堯 | RO 1, 4 Rep 1, 4 | 2018-05 | Present |
| Ho Tung Chung 鍾浩東 | RO 1 | 2019-06 | 2022-07 |
| Tik On Lam 林迪安 | RO 1, 4 Rep 1 | 2021-11 | Present |
| Tommy Chun Wai Pang 彭震威 | RO 1, 4 Rep 1 | 2017-03 | 2017-10 |
| Wai Fung Tang 鄧偉鋒 | RO 1 | 2016-07 | 2017-03 |
| Hiu Yeung Wong 黃曉陽 | RO 1, 4 | 2022-10 | 2023-04 |
| Siu Kuen Yeung 楊少娟 | RO 1, 4 | 2016-07 | 2022-01 |
| Hung Tat Chan 陳雄達 | Rep 1 | 2018-09 | Present |
| Man Fung (SFC:AUE707) Chan 陳文鋒 | Rep 1 | 2024-07 | 2025-08 |
| Wing Yuen Chan 陳永源 | Rep 1 | 2018-09 | Present |
| Yuk Lan Chau 鄒玉蘭 | Rep 1 | 2016-10 | Present |
| Hing Fung Cho 曹慶豐 | Rep 1 | 2018-01 | 2024-09 |
| Coey Ho Yin Choi 蔡可然 | Rep 1 | 2020-12 | 2021-03 |
| Bruce Kin Wa Lau 劉建華 | Rep 1 | 2016-10 | 2021-12 |
| Wai Mun O 柯惠汶 | Rep 1 | 2020-11 | 2024-03 |
| Cheuk Fai Poon 潘卓輝 | Rep 1 | 2019-07 | Present |
| Kwan Kit Sit 薛君杰 | Rep 1 | 2016-10 | 2018-04 |
| Yan Nga Tsui 徐欣雅 | Rep 1 | 2021-03 | Present |
| Kin Fai (SFC:BSM479) Wong 黃健輝 | Rep 1, 4 | 2022-08 | 2023-12 |
| Phoebe Tsz Ying Wong 王芷瑩 | Rep 1 | 2017-02 | 2022-03 |
| Pui Kei Yuen 袁佩淇 | Rep 1 | 2016-11 | 2022-08 |
Showing 1–22 of 22
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