Shanggu Securities Limited

上古證券有限公司

CE No. BLG356 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanggu Securities Limited (上古證券有限公司), a Hong Kong-based licensed corporation with CE reference BLG356. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 4 (total recorded over time: 8). Earliest licence on file: 2018-02-05.

Registered address

Suite 1812B, Tower 2, Lippo Centre, 89 Queensway, Admiralty

Licence history

Activity	From	To
Type 1 - Dealing in securities	2018-02-05	present
Type 4 - Advising on securities	2018-02-05	present
Type 6 - Advising on corporate finance	2018-02-05	present

Licensed staff (all-time) (8)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance

RO only

Name	Activities	First licensed	To
Dickson Cheng 鄭迪舜	RO 1, 4, 6	2018-02	2021-12
Xu Han 韓旭	RO 1, 4, 6	2021-04	Present
Wai Nam Leung 梁偉南	RO 1, 4, 6	2018-02	2024-04
James Kwok Tai Li 李國泰	RO 1, 6 Rep 1, 4, 6	2018-06	2023-04
Chi Yu Alissa Man 文志妤	RO 1, 4, 6 Rep 1, 4, 6	2018-06	Present
Wiley O' Yang 歐陽偉立	RO 1, 6	2018-02	Present
Chun Po Chiu 趙振甫	Rep 1, 4, 6	2018-09	2020-04
Shu Cheung Yau 游樹祥	Rep 4	2024-11	Present