Shanggu Securities Limited
上古證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanggu Securities Limited (上古證券有限公司), CE reference BLG356. Currently licensed for regulated activity type(s) 1, 4, 6. Current licensed staff on file: 4.
Registered address
Suite 1812B, Tower 2, Lippo Centre, 89 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-02-05 | present |
| Type 4 — Advising on securities | 2018-02-05 | present |
| Type 6 — Advising on corporate finance | 2018-02-05 | present |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Xu Han 韓旭 | RO 1, 4, 6 | 2021-04 |
| Chi Yu Alissa Man 文志妤 | RO 1, 4, 6 | 2025-06 |
| Wiley O' Yang 歐陽偉立 | RO 1, 6 | 2018-02 |
| Shu Cheung Yau 游樹祥 | Rep 4 | 2024-11 |
Showing 1–4 of 4