Tufton Oceanic Far East Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tufton Oceanic Far East Limited ( ), a Hong Kong-based licensed corporation with CE reference ATW645. Current licensed staff on file: 0 (total recorded over time: 6). Earliest licence on file: 2009-11-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-11-19 | 2012-10-08 |
| Type 4 — Advising on securities | 2009-11-19 | 2012-10-08 |
| Type 9 — Asset management | 2009-11-19 | 2012-10-08 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alf Cato Brahde | RO 1, 4, 9 | 2009-11 | 2012-06 |
| Raymond Maguire | RO 1, 4, 9 | 2009-11 | 2012-06 |
| Simone Turtle | RO 1, 4, 9 | 2009-11 | 2012-06 |
| Man Leung 梁民 | Rep 1, 4, 9 | 2009-12 | 2011-02 |
| Andreas Vergotis | Rep 1, 4, 9 | 2009-12 | 2012-06 |
| Jacky Tsz Kit Yeung 楊子傑 | Rep 1, 4, 9 | 2010-07 | 2012-06 |
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