Susquehanna Financial Group Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susquehanna Financial Group Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference ASM436. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2009-04-22.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-04-22 | 2010-04-14 |
| Type 6 — Advising on corporate finance | 2009-04-22 | 2010-04-14 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter C Kuo | RO 1, 6 | 2009-04 | 2009-12 |
| Xiaozheng Liu 劉曉鉦 | RO 1, 6 | 2009-04 | 2009-10 |
| Xiaoxu Jiang 蔣小旭 | Rep 1, 6 | 2009-05 | 2009-10 |
| Ka Min Lui 呂嘉勉 | Rep 1, 6 | 2009-05 | 2009-10 |
Showing 1–4 of 4