Rockpool Capital Limited
摩石資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockpool Capital Limited (摩石資本有限公司), CE reference BMI329. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 11.
Registered address
6/F, Hip Shing Hong Centre, 55 Des Veoux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-07-09 | present |
| Type 4 — Advising on securities | 2018-07-09 | present |
| Type 9 — Asset management | 2018-07-09 | present |
Licensed staff (11)
As of
| Name | Activities | Since |
|---|---|---|
| Nicholas Wing Kwong Chan 陳永江 | RO 1, 4, 9 | 2024-06 |
| Maurice Win-Chong Koo 顧永祥 | RO 1, 4, 9 | 2018-07 |
| Benjamin Malcolm Wong 黃務騰 | RO 1, 4, 9 | 2025-07 |
| Soon Yene Chan 陳順賢 | Rep 1 | 2024-11 |
| Sheila Sho Nan Chow 周舒楠 | Rep 1, 4, 9 | 2018-08 |
| Corey Junzo Hamabata | Rep 1, 9 | 2022-09 |
| Jia Huang 黃佳 | Rep 1, 4, 9 | 2025-09 |
| Man Ka Ip 葉文嘉 | Rep 1, 4, 9 | 2025-06 |
| Boon Yew Lim 林文耀 | Rep 1 | 2022-12 |
| Yung Pan Andrew Mak 麥融斌 | Rep 1 | 2025-05 |
| Pengcheng Wan 万鹏程 | Rep 1 | 2023-06 |
Showing 1–11 of 11