Siu On Securities Limited

兆安證券有限公司

CE No. ADC035 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu On Securities Limited (兆安證券有限公司), a Hong Kong-based licensed corporation with CE reference ADC035. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 4 (total recorded over time: 8).
Category:: Sell side · Brokerage
Registered address:: 32/F, Siu On Centre, 188 Lockhart Road, Wanchai
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2004-10-29
Type 6 - Advising on corporate finance	Pre-2003	2004-10-29
Type 9 - Asset management	Pre-2003	2004-10-29

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Humphrey Hang Fai Lee 李恆輝	RO 1 Rep 1	2008-12	Present
Matthew Man Fai Lee 李文輝	RO 1 Rep 1	2012-07	Present
Kit Yi Wan 溫潔兒	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Dah Bin Teresa Lee Chiu 李邱達平	Rep 1, 4, 6, 9	Pre-2003	Present
Shuet Ping Leung 梁雪平	Rep 1, 4, 6, 9	Pre-2003	2021-07
Siu Lun Lee 李兆麟	RO 1, 4, 6, 9	Pre-2003	2020-02
Wai Ming Chu 朱偉明	RO 1, 4, 6, 9	Pre-2003	2017-09
Ching Shek 石晶	Rep 1, 4, 6, 9	Pre-2003	2008-02