Siu On Securities Limited

兆安證券有限公司

CE No. ADC035 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu On Securities Limited (兆安證券有限公司), a Hong Kong-based licensed corporation with CE reference ADC035. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 4 (total recorded over time: 8).

Registered address

32/F, Siu On Centre, 188 Lockhart Road, Wanchai

Licence history

Activity	From	To
Type 1 - Dealing in securities	present	present
Type 4 - Advising on securities	present	2004-10-29
Type 6 - Advising on corporate finance	present	2004-10-29
Type 9 - Asset management	present	2004-10-29

Licensed staff (all-time) (8)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Wai Ming (SFC:AAE367) Chu 朱偉明	RO 1, 4, 6, 9	Pre-2003	2017-09
Humphrey Hang Fai Lee 李恆輝	RO 1 Rep 1	2008-12	Present
Matthew Man Fai Lee 李文輝	RO 1 Rep 1	2012-07	Present
Siu Lun (SFC:AAE396) Lee 李兆麟	RO 1, 4, 6, 9	Pre-2003	2020-02
Kit Yi Wan 溫潔兒	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Dah Bin Teresa Lee Chiu 李邱達平	Rep 1, 4, 6, 9	Pre-2003	Present
Shuet Ping Leung 梁雪平	Rep 1, 4, 6, 9	Pre-2003	2021-07
Ching Shek 石晶	Rep 1, 4, 6, 9	Pre-2003	2008-02