Soen Tak Securities Company Limited
順德證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soen Tak Securities Company Limited (順德證券有限公司), a Hong Kong-based licensed corporation with CE reference ABN598. Current licensed staff on file: 0 (total recorded over time: 6).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2006-10-09 |
| Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-10 |
| Type 9 - Asset management | Pre-2003 | 2003-10-10 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Shing Chan 陳春成 | RO 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Lap Wai Hui 許立偉 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Cheong Ng 吳昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Kelly Chi Kar Wong 黃子嘉 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Yuk Tak Chan 陳鈺德 | RO 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Richard Wing Kong Lo 盧永廣 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
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