Soo Pui Chen Securities Limited
蘇佩瓚證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Pui Chen Securities Limited (蘇佩瓚證券有限公司), a Hong Kong-based licensed corporation with CE reference ALO020. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 4 (total recorded over time: 7). Earliest licence on file: 2005-03-21.
Registered address
802 Cheong K. Building, 86 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-03-21 | present |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Ming Chu 朱家銘 | RO 1 | 2005-03 | Present |
| Katherine King Wai Ip Yuen 葉阮琼惠 | RO 1 Rep 1 | 2018-03 | 2023-05 |
| Miranda Kai Hang Lee 李偕行 | RO 1 | 2023-03 | Present |
| Simon Shiu Cheung Soo 蘇兆昌 | RO 1 | 2005-03 | Present |
| Pik Yu Kwok 郭璧如 | Rep 1 | 2008-07 | Present |
| Hung Kin Soo 蘇洪堅 | Rep 1 | 2009-03 | 2018-03 |
| Kin Hung Tam 譚劍熊 | Rep 1 | 2023-02 | 2025-11 |
Showing 1–7 of 7
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司