Soo Pui Chen & Company
蘇佩瓚公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Pui Chen & Company (蘇佩瓚公司), a Hong Kong-based licensed corporation with CE reference AAH850. Current licensed staff on file: 0 (total recorded over time: 3).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-03-21 |
| Type 4 — Advising on securities | present | 2005-03-21 |
| Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Type 9 — Asset management | present | 2005-03-21 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hung Sham Soo 蘇洪森 | RO 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Ka Ming Chu 朱家銘 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Simon Shiu Cheung Soo 蘇兆昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
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