RaiseSun Capital Limited

蕊申資本有限公司
CE No. BHP012 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RaiseSun Capital Limited (蕊申資本有限公司), a Hong Kong-based licensed corporation with CE reference BHP012. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 3 (total recorded over time: 14). Earliest licence on file: 2016-10-31.

Category:
Sell side · Investment banking ?
Registered address:
Unit No.2B and Portion of Unit No.3, 8th Floor, Tower II, South Seas Centre, No. 75 Mody Road, East Tsim Sha Tsui, Kowloon, Hong Kong.
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2016-10-31 present
Type 4 - Advising on securities 2016-10-31 present
Type 6 - Advising on corporate finance 2017-07-06 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (14)

Active on date
Name Activities First licensed To
Laurent Huai Eng Ly RO 1, 4, 6 Rep 1, 4 2016-12 Present
Simon Siu Wing Yim 閻小穎 RO 1, 4, 6 2016-10 Present
Tao Wei 魏濤 Rep 1, 4, 6 2018-07 Present
For Lei 利科 RO 1, 6 Rep 4 2019-12 2026-01
Yin Chi Wong 王彥慈 RO 1, 6 Rep 1, 4, 6 2019-09 2025-02
Yuanshan Cai 蔡遠山 Rep 1, 4, 6 2019-06 2025-01
Qinglin Li 李青林 Rep 1, 4, 6 2021-08 2022-01
Roger Hu 胡昌然 Rep 1, 4 2018-03 2021-02
Stephen Cheuk Yue Au 區卓裕 RO 1, 4 2016-10 2019-08
Andrew Tin Chun Chuen 全天駿 Rep 1, 4, 6 2016-11 2019-06
Yen Yu Lin 林彥妤 Rep 1, 4, 6 2017-05 2019-05
Cheng Ren 任琤 Rep 1, 4, 6 2018-05 2018-07
Ruizhe Luo 羅瑞哲 Rep 1, 4, 6 2018-03 2018-05
Jifangfang Zhou 周吉方芳 Rep 1, 4 2016-11 2017-05
Showing 1–14 of 14

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 3 shared activity types - 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 3 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 3 shared activity types - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 - 424 staff - 3 shared activity types

Related