Tung Wui Securities Company Limited

東匯證券有限公司
CE No. ADV679 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Wui Securities Company Limited (東匯證券有限公司), a Hong Kong-based licensed corporation with CE reference ADV679. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 4).

Category:
Sell side · Wealth management ?
Registered address:
802-3 Tung Ming Building, 40-2 Des Voeux Road Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 2004-09-27
Type 6 - Advising on corporate finance Pre-2003 2004-09-27
Type 9 - Asset management Pre-2003 2004-09-27

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (4)

Active on date
Name Activities First licensed To
Lien Fan Ng Chu 吳朱蓮芬 RO 1, 4, 6, 9 Pre-2003 Present
Ka Yee Yeung 楊家儀 RO 1 Rep 1 2005-04 Present
Cheung Fat Chu 朱鏘發 RO 1 Rep 1, 4, 6, 9 Pre-2003 2017-12
Betty Kar Chun Chu 朱家珍 Rep 1 2011-06 2011-11
Showing 1–4 of 4

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1645 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1377 staff - 1 shared activity type - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 904 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 890 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 546 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 455 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 443 staff - 1 shared activity type - 凱基證券亞洲有限公司

Related