Sumitomo Mitsui DS Asset Management (Hong Kong) Limited

三井住友德思資產管理(香港)有限公司
CE No. BOT526 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui DS Asset Management (Hong Kong) Limited (三井住友德思資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BOT526. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 17 (total recorded over time: 49). Earliest licence on file: 2019-10-01.

Category:
Buyside · Asset management
Registered address:
Suites 901 & 902, 9th Floor, Two Taikoo Place, Taikoo Place, 979 King's Road, Quarry Bay
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2019-10-01 present
Type 4 - Advising on securities 2019-10-01 present
Type 9 - Asset management 2019-10-01 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (49)

Active on date
Name Activities First licensed To
Shintaro Aizawa 相澤慎太郎 RO 1, 4, 9 Rep 1, 4, 9 2022-08 Present
Yuichi Awata RO 1, 4, 9 2024-07 Present
Kwok Fai Chau 周國輝 RO 9 Rep 1, 4 2019-10 Present
Teck Neng Ng 黃得能 RO 1 Rep 1, 4 2023-09 Present
Gen Saito RO 1, 4, 9 Rep 1, 4, 9 2024-05 Present
Chi Tat Tang 鄧志達 RO 4, 9 Rep 1, 4, 9 2019-10 Present
Sze Ting Fok 霍思婷 Rep 1, 4 2023-08 Present
Tushar Jain Rep 1, 4, 9 2019-10 Present
Lik Fu Jim 詹歷富 Rep 1, 4, 9 2022-01 Present
Siu Lun Lai 黎兆倫 Rep 1, 4, 9 2019-10 Present
Ting Him Gareth Ng 吳廷謙 Rep 1, 4, 9 2021-10 Present
Qi Si 司琪 Rep 1, 4, 9 2022-04 Present
Jieyi Sun 孫洁怡 Rep 1, 4, 9 2019-10 Present
Yi Hsuan Wu 吳怡萱 Rep 1, 4 2023-02 Present
Peirou Xu 徐珮柔 Rep 4, 9 2022-11 Present
Kai Liang Nicholas Yong Rep 1, 4, 9 2026-02 Present
Yujie Zhou 周玉杰 Rep 1, 4 2024-01 Present
Sze Man Leung 梁思敏 Rep 1, 4 2020-12 2026-07
Tetsuji Sano 佐野鉄司 Rep 4 2019-10 2025-12
Sang Hyun Kim Rep 4, 9 2019-10 2025-10
Yiming Li 李一鳴 Rep 4, 9 2022-11 2025-10
Qun Du 杜群 Rep 1, 4, 9 2019-10 2025-01
Shingo Fujikawa RO 1, 4, 9 Rep 1, 4, 9 2021-03 2024-03
Naoto Nagai RO 1, 4, 9 Rep 1, 4, 9 2020-07 2024-03
Ryota Sone 曽根良太 RO 1, 4, 9 2023-08 2024-03
Mohd Najman Bin Md Isa Rep 1, 4, 9 2019-10 2024-02
Ruiyue Zhang 張瑞玥 Rep 1, 4, 9 2019-10 2023-10
Kazuhisa Shimbo 新保一久 RO 1, 4, 9 2020-07 2023-04
Hung Chih Huang 黃宏治 RO 1 Rep 1, 4 2022-09 2023-02
Junya Okada RO 1, 4, 9 2019-10 2023-02
Kenji Hashizume 橋爪謙治 RO 1, 4, 9 2019-10 2022-10
Yan Chan 陳茵 RO 4, 9 Rep 1, 4, 9 2019-10 2022-09
Ho Wah Ng 伍浩樺 Rep 1, 4, 9 2019-10 2022-09
Lin Ye 葉林 Rep 1, 4, 9 2019-10 2022-08
Yuanzhuo Wu 伍遠卓 Rep 4, 9 2020-09 2022-08
Kok Wei Yap 叶国威 Rep 1, 4, 9 2019-10 2022-08
Yangyang Pan 潘揚洋 Rep 4 2019-10 2022-02
Daisuke Churei 中禮大輔 RO 1, 4, 9 2019-10 2021-09
Yi Man Naomi Chan 陳爾汶 Rep 1, 4, 9 2020-10 2021-08
Tetsuya Shimode 下出哲也 RO 1, 4, 9 2019-10 2021-04
Junichi Sakaguchi 坂口淳一 RO 1, 4, 9 2019-10 2021-03
Wataru Terada Rep 1, 4, 9 2019-10 2021-02
Siyu Li 栗思雨 Rep 1, 4, 9 2019-10 2020-11
Yiu Hei Boris Yu 余曜希 Rep 1, 4, 9 2019-10 2020-10
Bou-Li Wang 王博立 Rep 4, 9 2019-10 2020-10
Mariko Wada Rep 1, 4, 9 2019-10 2020-10
Shun Kagiwada RO 4, 9 Rep 1 2019-10 2020-10
Toshiyuki Murai RO 1, 4, 9 2019-10 2020-10
Tsz Ho Chan 陳梓豪 Rep 4, 9 2019-10 2020-08
Showing 1–49 of 49

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