RBC Capital Markets (Hong Kong) Limited
加皇資本市場(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Capital Markets (Hong Kong) Limited (加皇資本市場(香港)有限公司), CE reference AVF500. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-09-09 | 2012-11-01 |
| Type 1 — Dealing in securities | 2012-11-01 | 2016-07-26 |
| Type 4 — Advising on securities | 2010-09-09 | 2012-11-01 |
| Type 4 — Advising on securities | 2012-11-01 | 2016-07-26 |
| Type 6 — Advising on corporate finance | 2011-11-09 | 2012-11-01 |
| Type 6 — Advising on corporate finance | 2012-11-01 | 2016-07-26 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||