ROC Partners (HK) Limited
鵬豐資本有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROC Partners (HK) Limited (鵬豐資本有限公司), a Hong Kong-based licensed corporation with CE reference BDM809. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 4 (total recorded over time: 13). Earliest licence on file: 2015-02-03.
- Category:
-
Buyside · Private equity / VC
- Registered address:
- Suite 37, 19/F, Cheung Kong Center, 2 Queen's Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-12-22 | present |
| Type 4 - Advising on securities | 2015-02-03 | present |
| Type 9 - Asset management | 2016-12-22 | 2022-08-12 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Saisai Hu 胡賽賽 | RO 1, 4 Rep 1, 4, 9 | 2020-08 | Present |
| Frewen Lam | RO 1, 4, 9 | 2015-02 | Present |
| Zhixiang Zhang 張志翔 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-02 | Present |
| Mang Kiu Chan 陳漫橋 | Rep 1, 4 | 2021-06 | Present |
| Yihua Ding 丁懿華 | RO 1, 4 Rep 1, 4, 9 | 2016-06 | 2026-04 |
| Cambie Kam Pui Chan 陳錦珮 | Rep 1, 4, 9 | 2015-02 | 2024-01 |
| Zhuoyuan Li 李卓媛 | Rep 1, 4, 9 | 2019-10 | 2023-12 |
| Shaw Yun Ng | RO 1, 4, 9 | 2015-11 | 2022-06 |
| Daryl Wee | Rep 1, 4, 9 | 2017-07 | 2021-10 |
| William Kin On Lo 羅健安 | Rep 1, 4, 9 | 2016-05 | 2019-07 |
| Taeyoung Chung 丁泰榮 | Rep 4, 9 | 2015-10 | 2017-10 |
| Vincent Ching Wing Ho 何正永 | RO 4 | 2015-02 | 2015-11 |
| Matthew Hunkee Eng 伍恆基 | Rep 4 | 2015-05 | 2015-11 |
Showing 1–13 of 13
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