ROC Partners (HK) Limited
鵬豐資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROC Partners (HK) Limited (鵬豐資本有限公司), CE reference BDM809. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 5.
Registered address
Suite 2810, One Chinachem Central, 22 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-12-22 | present |
| Type 4 — Advising on securities | 2015-02-03 | present |
| Type 9 — Asset management | 2016-12-22 | 2022-08-12 |
Licensed staff (5)
As of
| Name | Activities | Since |
|---|---|---|
| Yihua Ding 丁懿華 | RO 1, 4 | 2022-05 |
| Frewen Lam | RO 1, 4 | 2016-12 |
| Zhixiang Zhang 張志翔 | RO 1, 4 | 2017-09 |
| Mang Kiu Chan 陳漫橋 | Rep 1, 4 | 2021-06 |
| Saisai Hu 胡賽賽 | Rep 1, 4 | 2020-08 |
Showing 1–5 of 5