Sumitomo Mitsui Banking Corporation
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui Banking Corporation ( ), a Hong Kong-based registered institution with CE reference AIU472. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2003-09-30.
Registered address
9/F, Two Taikoo Place, Taikoo Place, 979 King's Road, Quarry Bay
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2003-09-30 | present |
| Type 4 - Advising on securities | 2003-09-30 | present |
| Type 6 - Advising on corporate finance | 2003-09-30 | present |
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
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