Shui On Investment Management Limited

瑞安投資管理有限公司
CE No. BPS170 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui On Investment Management Limited (瑞安投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BPS170. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 9). Earliest licence on file: 2020-11-19.

Category:
Buyside · Hedge fund ?
Registered address:
34/F, Shui On Centre, 6-8 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2021-11-03 present
Type 4 - Advising on securities 2021-11-03 present
Type 9 - Asset management 2020-11-19 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (9)

Active on date
Name Activities First licensed To
Hoi Yan Chan 陳凱茵 RO 1, 4, 9 Rep 1, 4, 9 2024-03 Present
Ka Pui Ho 何家沛 RO 1, 4, 9 2020-11 Present
Danlan Luo 羅丹蘭 RO 1, 4, 9 Rep 1, 4, 9 2023-02 Present
Kim Lun Uy 黃金綸 Rep 1, 4, 9 2022-09 Present
Mei Ha Ava Wong 王美霞 Rep 1, 4, 9 2023-05 Present
Ching Tat Oey 黃正達 RO 1, 4, 9 2020-11 2023-12
Shiming Liang 梁詩茗 Rep 1, 4, 9 2020-12 2022-11
Karen Ka Lam Ng 吳家琳 Rep 9 2020-12 2022-01
Keilem Ng 伍麒霖 Rep 9 2020-12 2021-12
Showing 1–9 of 9

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