Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Minji Kim
CE BPP291 - active, CPPIB Credit Investments Asia Limited
Kwan Lok Richard Law
CE BRU720 - active, CPPIB Credit Investments Asia Limited
Xiang (SFC:AZY902) Li
CE AZY902 - active, CPPIB Credit Investments Asia Limited
Chris Yang Liu
CE AVE806 - active, CPPIB Credit Investments Asia Limited
Tianyi (SFC:BSG644) Liu
CE BSG644 - active, CPPIB Credit Investments Asia Limited
Vignesh Meyyappan Meyappan
CE BVA465 - active, CPPIB Credit Investments Asia Limited
Walter Pang
CE BOZ994 - active, CPPIB Credit Investments Asia Limited
Benedict Tse
CE BMQ610 - active, CPPIB Credit Investments Asia Limited
Zehao Yang
CE BWV092 - active, CPPIB Credit Investments Asia Limited
Prakul Kaushiva
CE BOI702 - active, CPPIB PE Investments Asia Limited
Richard Law
CE BOK164 - ceased
Jung Yup Lee
CE ALW175 - ceased
Mingyi Chen
CE BKD532 - active, CPPIB PE Investments Asia Limited
Feng (SFC:BOR209) Gao
CE BOR209 - active, CPPIB PE Investments Asia Limited
Yiwei Gu
CE BNS285 - active, CPPIB PE Investments Asia Limited
Takane Hayamichi
CE BVZ978 - active, CPPIB PE Investments Asia Limited
Sijia Hu
CE BOH786 - active, CPPIB PE Investments Asia Limited
Sisi Huang
CE BOJ037 - active, CPPIB PE Investments Asia Limited
Han Soo (SFC:BPX119) Kim
CE BPX119 - active, CPPIB PE Investments Asia Limited
Jong Hyun Ku
CE BUA480 - active, CPPIB PE Investments Asia Limited
Tristan Ting Hin Lam
CE BMX895 - active, CPPIB PE Investments Asia Limited
Yihui Liu
CE BJD794 - active, CPPIB PE Investments Asia Limited
Chen Ni
CE BAD740 - active, CPPIB PE Investments Asia Limited
Xinyue Wang
CE BDY937 - active, CPPIB PE Investments Asia Limited
Yu Weng
CE BPG626 - active, CPPIB PE Investments Asia Limited
Dongxiao Zhang
CE BUA093 - active, CPPIB PE Investments Asia Limited
Wei (SFC:BQE370) Zhang
CE BQE370 - active, CPPIB PE Investments Asia Limited
Dan Zhao
CE BOI437 - active, CPPIB PE Investments Asia Limited
Rachel Yu Qian Zhao
CE AKI199 - active, CPPIB PE Investments Asia Limited
Qian (SFC:BDV676) Zhou
CE BDV676 - active, CPPIB PE Investments Asia Limited
Gilles Alexander Chow
CE BOP509 - active, CPPIB RA Investments Asia Limited
Kim Samantha Wright
CE AUW108 - active, CPPIB RA Investments Asia Limited
Hyun Kyu Chang
CE ARU856 - active, CPPIB RA Investments Asia Limited
Kuan Heng Chio
CE BOI130 - active, CPPIB RA Investments Asia Limited
Wing Sze Amanda Chung
CE BOH785 - active, CPPIB RA Investments Asia Limited
Lok Kay Fan
CE BOJ042 - active, CPPIB RA Investments Asia Limited
Kwun Lam Kai
CE BST370 - active, CPPIB RA Investments Asia Limited
Junhee Kim
CE BUA329 - active, CPPIB RA Investments Asia Limited
Rebecca Ka Bik Lam
CE AGN145 - active, CPPIB RA Investments Asia Limited
Ka Kiu Victor Law
CE BLF268 - active, CPPIB RA Investments Asia Limited
Chi-Hua Lei
CE ARJ348 - active, CPPIB RA Investments Asia Limited
Ying Neng Ng
CE BTU195 - active, CPPIB RA Investments Asia Limited
Yufang Shao
CE BBS886 - active, CPPIB RA Investments Asia Limited
Chin Khim Tay
CE BOQ052 - active, CPPIB RA Investments Asia Limited
Tetsuya Watanabe
CE BOJ020 - active, CPPIB RA Investments Asia Limited
Man Kwong Wong
CE BQV399 - active, CPPIB RA Investments Asia Limited
Rachel Yuan
CE BQW470 - ceased
Qing (SFC:AWH884) Li
CE AWH884 - active, CR Capital Investment Management Limited
Wenwen Zhan
CE AWL338 - active, CR Capital Investment Management Limited
Qing (SFC:AXV392) Zhao
CE AXV392 - active, CR Capital Investment Management Limited
Hong Lam Cheng
CE BND572 - active, CR Capital Investment Management Limited
Tat Man Choi
CE BNC348 - active, CR Capital Investment Management Limited
Qiang Fu
CE BNS441 - active, CR Capital Investment Management Limited
Chi Hong (SFC:BNO588) Lau
CE BNO588 - active, CR Capital Investment Management Limited
Wan Yin Michael Tam
CE BJU721 - active, CR Capital Investment Management Limited
Chenwei Zhang
CE BSQ634 - active, CR Capital Investment Management Limited
John Yao Chow Hsin
CE BWV607 - active, CR Wealth and Asset Management Limited
Zichai Liao
CE BVP573 - active, CR Wealth and Asset Management Limited
Chih-Kuo Chen
CE AKW443 - active, CSC Futures (HK) Limited
Tian Shi
CE AXH325 - active, CSC Securities (HK) Limited
Jiaqi Xu
CE BGX947 - active, CSC Futures (HK) Limited
Kin Ho (SFC:APO634) Yeung
CE APO634 - active, CSC Securities (HK) Limited
Yan Jie Chang
CE BVO603 - active, CSC Futures (HK) Limited
Tak On Chung
CE ASE220 - active, CSC Securities (HK) Limited
Tingting (SFC:BXB048) Feng
CE BXB048 - active, CSC Futures (HK) Limited
Wensi Gu
CE BWM106 - active, CSC Futures (HK) Limited
Chun Yu Li
CE AQA630 - active, CSC Securities (HK) Limited
Stephen Wing Lok Liew
CE AFW967 - active, CSC Securities (HK) Limited
Chia-Wei Lo
CE BIR666 - active, CSC Futures (HK) Limited
Ho Feng Man
CE BSB936 - active, CSC Futures (HK) Limited
Ko Lok Tang
CE BLL175 - active, CSC Securities (HK) Limited
Kevin Kwong Cheung Tsang
CE AJE673 - active, CSC Securities (HK) Limited
Wai Sing Wong
CE AWI330 - active, CSC Futures (HK) Limited
Wing Kei Tse
CE APW578 - active, CSC Securities (HK) Limited
Ka Wai Sherie Chan
CE BGS748 - ceased
Cheuk Lok Ho
CE BRS314 - active, CSC Securities (HK) Limited
Kwok Kwong Lee
CE AAD944 - active, CSC Securities (HK) Limited
Ying-Ju Lee
CE BCU420 - active, CSC Securities (HK) Limited
Chung Yi Leung
CE ATD273 - active, CSC Securities (HK) Limited
Yat Sum Eason Siu
CE BJR700 - active, CSC Securities (HK) Limited
Fan Toh
CE AMF170 - active, CSC Securities (HK) Limited
Mei Kam Tso
CE APB959 - active, CSC Securities (HK) Limited
Hing Lun Wong
CE ABG669 - active, CSC Securities (HK) Limited
Ka Hin Wong
CE BML678 - active, CSC Securities (HK) Limited
Sau Shing Wong
CE ADB042 - active, CSC Securities (HK) Limited
Nice Lok Yee Wu
CE AYJ952 - active, CSC Securities (HK) Limited
Chen Ding
CE ARN081 - active, CSOP Asset Management Limited
Melody Xian He
CE AXU973 - active, CSOP Asset Management Limited
Wei Shao
CE BCI337 - active, CSOP Asset Management Limited
Yi (SFC:BHO329) Wang
CE BHO329 - active, CSOP Asset Management Limited
Bo (SFC:AXS400) Zhang
CE AXS400 - active, CSOP Asset Management Limited
Guoyan Zhang
CE BBG788 - active, CSOP Asset Management Limited
Shuai Tian Bao
CE BWZ606 - active, CSOP Asset Management Limited
Fan Bu
CE BSQ534 - active, CSOP Asset Management Limited
Kin Long Chang
CE BOB281 - active, CSOP Asset Management Limited
Pin Han Chen
CE BMI120 - active, CSOP Asset Management Limited
Shujin (SFC:AXB928) Chen
CE AXB928 - active, CSOP Asset Management Limited
Yue An Chen
CE BVD744 - active, CSOP Asset Management Limited
Yuqing Chu
CE BTB067 - active, CSOP Asset Management Limited
Xuan Du
CE BPF001 - active, CSOP Asset Management Limited
Zuji Fang
CE BVK363 - active, CSOP Asset Management Limited
Xinlong Guo
CE BNN747 - active, CSOP Asset Management Limited
Jianan Han
CE BFS839 - active, CSOP Asset Management Limited
Mingyang He
CE BVX072 - active, CSOP Asset Management Limited
Qinrui Huang
CE BVI200 - active, CSOP Asset Management Limited
Eunhea Kang
CE BHF233 - active, CSOP Asset Management Limited
Tsz On Lau
CE BCQ012 - active, CSOP Asset Management Limited
Je Chung Lee
CE BRV497 - active, CSOP Asset Management Limited
Suet Hang Lee
CE BIA003 - active, CSOP Asset Management Limited
Sun Ho Lee
CE BRS200 - active, CSOP Asset Management Limited
Yat Lam Lee
CE BPE798 - active, CSOP Asset Management Limited
Kin Tung Leung
CE BVE073 - active, CSOP Asset Management Limited
Jiayin Li
CE BJO848 - active, CSOP Asset Management Limited
Junpei Li
CE BRS799 - active, CSOP Asset Management Limited
Qian (SFC:BTT418) Li
CE BTT418 - active, CSOP Asset Management Limited
Zhihang Li
CE BXF242 - active, CSOP Asset Management Limited
Yongjia Liang
CE BRO455 - active, CSOP Asset Management Limited
Zhiyuan Liang
CE BSZ828 - active, CSOP Asset Management Limited
Lin (SFC:BWZ653) Lin
CE BWZ653 - active, CSOP Asset Management Limited
Fanyu Liu
CE BVD909 - active, CSOP Asset Management Limited
Jingyu Liu
CE BTV097 - active, CSOP Asset Management Limited
Ka Hei Liu
CE BUC728 - active, CSOP Asset Management Limited
Xinyi (SFC:BTR191) Liu
CE BTR191 - active, CSOP Asset Management Limited
Yize (SFC:BST755) Liu
CE BST755 - active, CSOP Asset Management Limited
Chi Yui Ng
CE BRB159 - active, CSOP Asset Management Limited
Kwok Lam Ng
CE APM132 - active, CSOP Asset Management Limited
Wenqi Pan
CE BOR702 - active, CSOP Asset Management Limited
Xiaodong Ren
CE BNS796 - active, CSOP Asset Management Limited
Jian Shangguan
CE BFK208 - active, CSOP Asset Management Limited
Lulu Shu
CE BKE315 - active, CSOP Asset Management Limited
Annie Lap Chun Shum
CE ALN110 - active, CSOP Asset Management Limited
Xueyuan Song
CE BPB735 - active, CSOP Asset Management Limited
Mi Tan
CE BHW841 - active, CSOP Asset Management Limited
Wai Kin Tsui
CE BVD269 - active, CSOP Asset Management Limited
Chen (SFC:BCB706) Wang
CE BCB706 - active, CSOP Asset Management Limited
Tianjiao Wang
CE AZV699 - active, CSOP Asset Management Limited
Yingsi Wang
CE BAK952 - active, CSOP Asset Management Limited
Yuxin Wang
CE BVL564 - active, CSOP Asset Management Limited
Zicong Wang
CE BIJ019 - active, CSOP Asset Management Limited
Cheuk Fung Wong
CE BFE380 - active, CSOP Asset Management Limited
Chengyu Wu
CE BQZ952 - active, CSOP Asset Management Limited
Yawen Xiao
CE BWC909 - active, CSOP Asset Management Limited
Junlei Xie
CE BVQ528 - active, CSOP Asset Management Limited
Wei Xu
CE BWI772 - active, CSOP Asset Management Limited
Xiaoxi Xu
CE ANR491 - active, CSOP Asset Management Limited
Jin (SFC:BOZ177) Yang
CE BOZ177 - active, CSOP Asset Management Limited
Ruiyu Yang
CE BSY912 - active, CSOP Asset Management Limited
Yi Yao
CE BUD092 - active, CSOP Asset Management Limited
Qiusha Zhan
CE BRT236 - active, CSOP Asset Management Limited
Xingyu (SFC:BRO737) Zhang
CE BRO737 - active, CSOP Asset Management Limited
Xinzhe Zhang
CE BCE891 - active, CSOP Asset Management Limited
Xueqi Zhang
CE BMJ753 - active, CSOP Asset Management Limited
Yana Zhang
CE BVB026 - active, CSOP Asset Management Limited
Xin (SFC:BWQ664) Zhao
CE BWQ664 - active, CSOP Asset Management Limited
Mengxuan Zhou
CE BNN282 - active, CSOP Asset Management Limited
Wen Hong Alessandro Zhu
CE BJO766 - active, CSOP Asset Management Limited
Xi Zhu
CE BVT499 - active, CSOP Asset Management Limited
Wei-Chih Cheng
CE AKJ181 - active, CTBC Asia Limited
Shi Chung Chou
CE AEJ620 - active, CTBC Asia Limited
Tsao Lung Lai
CE AMR811 - active, CTBC Asia Limited
Hao Wei Lin
CE AXL089 - active, CTBC Asia Limited
Chun-Hsien Yen
CE BJI250 - active, CTBC Asia Limited
Matthew Shu Shun Yip
CE BIL940 - active, CTBC Asia Limited
Chi Zhang
CE BRP920 - active, CTBC Asia Limited
Sz Ing Chen
CE BWP648 - active, CTBC Asia Limited
Tien Yu Chen
CE BWI770 - active, CTBC Asia Limited
Hsiu Shuo Liu
CE BWH946 - active, CTBC Asia Limited
Tsai Yun Wang
CE ARF694 - active, CTBC Asia Limited
Jr-Kai Yang
CE BTA333 - active, CTBC Asia Limited
Zexia Yang
CE BVO226 - active, CTBC Asia Limited
Mingcong Zhang
CE BVN301 - active, CTBC Asia Limited
Nichols Shuen Wai Pang
CE AAV790 - active, CTI Capital Hong Kong Limited
Junbin Xu
CE AZP318 - active, CTI Capital Hong Kong Limited
Hao (SFC:AMF137) Zhang
CE AMF137 - active, CTI Capital Hong Kong Limited
Sheng (SFC:APL667) Zhou
CE APL667 - active, CTI Capital Hong Kong Limited
Guoling Fu
CE BPE562 - active, CTI Capital Hong Kong Limited
Chao (SFC:BGT763) Huang
CE BGT763 - active, CTI Capital Hong Kong Limited
Chao (SFC:BBZ362) Huang
CE BBZ362 - active, CTI Capital Hong Kong Limited
Qiuyue Li
CE BRO402 - active, CTI Capital Hong Kong Limited
Li Song
CE BEC904 - active, CTI Capital Hong Kong Limited
Yongkun Su
CE BGK469 - active, CTI Capital Hong Kong Limited
Hechang Tu
CE BFW345 - active, CTI Capital Hong Kong Limited
Yichao Wu
CE AVI107 - active, CTI Capital Hong Kong Limited
Mingda Xiong
CE BNH468 - active, CTI Capital Hong Kong Limited
Zekun Zhang
CE BIB945 - active, CTI Capital Hong Kong Limited
Kongliang Zhuo
CE BGT537 - active, CTI Capital Hong Kong Limited
Julius Jiun Chin
CE BAO582 - active, Cachet Asset Management Limited
Angela Chin Yui Chow
CE BEL555 - active, Cachet Asset Management Limited
Ki Ki Chen
CE BWK035 - active, Cachet Asset Management Limited
Ching Fung Ng
CE BUR455 - active, Cachet Asset Management Limited
Hiu Tung Wong
CE BOH006 - active, Cachet Asset Management Limited
Bin Qian
CE AZF076 - active, Caitong International Asset Management Co., Limited
Li Ruan
CE BUJ126 - active, Caitong International Asset Management Co., Limited
Hui Fai Tam
CE BMQ329 - active, Caitong International Asset Management Co., Limited
Zhuangzhou Qi
CE BUU972 - active, Caitong International Asset Management Co., Limited
Mo Shen
CE BUO766 - active, Caitong International Asset Management Co., Limited
Haichao Song
CE BUQ773 - active, Caitong International Asset Management Co., Limited
Rui Suo
CE BVU928 - active, Caitong International Asset Management Co., Limited
Yan Wang Tam
CE BBI783 - active, Caitong International Securities Co., Limited
Tianya Wang
CE BVH493 - active, Caitong International Asset Management Co., Limited
Zichen Zhao
CE BWB049 - active, Caitong International Asset Management Co., Limited
Zhenxiang Zhou
CE BST326 - active, Caitong International Asset Management Co., Limited
Angel Kwok Yen Ip
CE AOJ327 - active, Caitong International Capital Co., Limited
Wing Chung Tang
CE AFG775 - active, Caitong International Capital Co., Limited
Anan Wang
CE BUG353 - active, Caitong International Capital Co., Limited
Huaixian Ma
CE BXN280 - active, Caitong International Capital Co., Limited
Chi Hung Ngai
CE BMY826 - active, Caitong International Capital Co., Limited
Tai Hung Ng
CE AVM441 - active, Caitong International Capital Co., Limited
Ka Ki Lee
CE AVT065 - active, Caitong International Securities Co., Limited
Siu Mun Leung
CE AGK989 - active, Caitong International Securities Co., Limited
Chiu Kin Tam
CE BDL026 - ceased
Chung Hang Vincent Chan
CE BAD373 - active, Caitong International Securities Co., Limited
Sei Yuen Chan
CE AQQ683 - active, Caitong International Securities Co., Limited
Marcus Choi
CE BHP093 - active, Caitong International Securities Co., Limited
Roger Wai Ming Chung
CE ADK276 - active, Caitong International Securities Co., Limited
Janet Yuk Wa Ho
CE AGK153 - active, Caitong International Securities Co., Limited
Xinguang Hong
CE BJS939 - active, Caitong International Securities Co., Limited
Han Huang
CE BPN734 - active, Caitong International Securities Co., Limited
Michelle Katherine Maygig Kan
CE AQJ034 - ceased
Kwong Yin Kwok
CE BCD622 - active, Caitong International Securities Co., Limited
Tack Yan Kwok
CE AAI367 - active, Caitong International Securities Co., Limited
Tsz Yeung Lau
CE BEQ722 - active, Caitong International Securities Co., Limited
Ming Cere Lee
CE AGL926 - active, Caitong International Securities Co., Limited
Vincent Chong Kei Mak
CE APL681 - active, Caitong International Securities Co., Limited
Summy Chi Fat Ng
CE AAA548 - active, Caitong International Securities Co., Limited
Ying Ni
CE BNB049 - active, Caitong International Securities Co., Limited
Qiuyan Ou
CE BIO916 - active, Caitong International Securities Co., Limited
Wing Man Poon
CE ARC143 - active, Caitong International Securities Co., Limited
Cheuk Ho Tam
CE BCG621 - active, Caitong International Securities Co., Limited
Yuk Sun Tong
CE AAB845 - active, Caitong International Securities Co., Limited
Chow Wah Wong
CE ABP448 - active, Caitong International Securities Co., Limited
Sin Yee Yeun
CE AEY678 - active, Caitong International Securities Co., Limited
Yining Zhao
CE BGC425 - active, Caitong International Securities Co., Limited
Penghui Zhou
CE BTY429 - active, Caitong International Securities Co., Limited
Yannick Ammann
CE BPK580 - active, Cambrian Finance Limited
Adrian Winiger
CE BQP918 - active, Cambrian Finance Limited
Hoi Tung Lam
CE AXB352 - active, Cambrian Finance Limited
Liqiao Li
CE BWK382 - active, Cambrian Finance Limited
Florian Alexander Linner
CE AYW740 - active, Cambrian Finance Limited
Kin Hang (SFC:AXI948) Au-Yeung
CE AXI948 - active, Campbell Lutyens Asia Pacific Limited
James Alan Shipperlee
CE BHV431 - active, Campbell Lutyens Asia Pacific Limited
Charlie Cong Yan
CE BOG407 - active, Campbell Lutyens Asia Pacific Limited
Raghav Kaushik
CE BIR362 - active, Campbell Lutyens Asia Pacific Limited
Chi Kin Chan
CE ALQ452 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Vincent Toi Tung Chan
CE ABP916 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Ranulf David Richard Couldrey
CE BKY385 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Kam Fan Kong
CE ANA058 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Karvan Ka Man Lam
CE ADQ312 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Wen Ching Lin
CE APC101 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited
Hidetsugu Sakai
CE AWQ788 - active, Cantor Fitzgerald (Hong Kong) Capital Markets Limited