Ming-Chi Kuo
郭明錤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Chi Kuo (郭明錤), CE reference BMO600. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-20 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-18 | 2024-06-14 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-05-18 | 2024-06-14 |