Shuyue Nie
聶舒玥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuyue Nie (聶舒玥), CE reference BQE181. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-11 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-11 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-07 | 2022-02-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-07 | 2022-02-18 |