Gary Wai Lok Lam
林偉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Wai Lok Lam (林偉樂), CE reference AVE418. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-04 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-01 | 2018-04-04 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-03 | 2016-06-01 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-09 | 2016-04-29 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-21 | 2011-08-09 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-01 | 2011-06-14 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2011-02-01 |