Ludovic Marie Moniot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ludovic Marie Moniot, CE reference ARF025. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2012-01-03 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | present |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-28 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-28 | 2011-11-10 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-06-20 | 2009-02-18 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-20 | 2009-02-18 |