Edward Wen Guang Wu
吳文廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Wen Guang Wu (吳文廣), CE reference AHC681. Currently licensed at 2 firm(s): TC Capital Management Limited, TC Capital International Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 — Asset management | 2015-10-30 | present |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-11 | present |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-08-11 | present |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-10 | 2025-07-30 |
| TC Capital Management Limited 天財資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-11 | 2015-10-30 |
| Evolution Asia Investments Limited | RO | Type 1 — Dealing in securities | 2006-06-01 | 2010-07-31 |
| Evolution Asia Investments Limited | RO | Type 6 — Advising on corporate finance | 2005-05-27 | 2010-07-31 |
| Evolution Asia Investments Limited | Rep | Type 1 — Dealing in securities | 2005-03-11 | 2006-06-01 |
| Evolution Asia Investments Limited | Rep | Type 6 — Advising on corporate finance | 2004-05-19 | 2005-05-27 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-04 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-04 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-04 |