Zhuo Chen
陳卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo Chen (陳卓), a licensed Responsible Officer with CE reference BPS146. Currently licensed at 1 firm(s): TIAG Securities Trading Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 3.2 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TIAG Securities Trading Limited | RO | Type 1 - Dealing in securities | 2026-08-04 | present |
| TIAG Securities Trading Limited | Rep | Type 1 - Dealing in securities | 2024-10-28 | 2026-08-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-10 | 2024-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-05-10 | 2024-06-30 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhuo Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok On Woo | TIAG Securities Trading Limited | 2024–present |
| Jiani Zhao | TIAG Securities Trading Limited | 2024–present |
| Cho Fung Alan Wong | TIAG Securities Trading Limited | 2024–2026 |
| Wesley Bowah Chow | TIAG Securities Trading Limited | 2024–2026 |